UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

6,736 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES MSCI WORLD ETF 24 24 New 333
DEUTSCHE BK AG LONDON BRH PS MTL DDL ETN 24 -11 (31.3) 1,475
FEDFIRST FINL CORP NEW COM 24 -1 (4.43) 1,079
BONANZA CREEK ENERGY INC COM 24 -29 (55.37) 495
LIN MEDIA LLC CL A COM 23 14 151.65 989
ASHFORD HOSPITALITY TR INC 9% CUM PFD SER E 23 -49 (67.9) 870
NATIONAL INTERSTATE CORP COM 23 -5 (16.99) 845
KEMET CORP COM NEW 23 10 76.81 4,208
MORGAN STANLEY RUPEE/USD ETN 23 18 306.06 670
ONEIDA FINL CORP MD COM 23 4 22.93 1,866
FIRST DEFIANCE FINL CORP COM 23 20 659.82 851
INFINITY CROSS BORDER ACQUISIT UNIT EX 000016 23 New 2,700
GRIFFON CORP COM 23 -93 (80.01) 2,085
SIGNATURE BK NEW YORK N Y WT PUR COM STK 23 New 250
PROSHARES TR ULT MSCIMEX CAPP 23 6 36.76 986
CABOT MICROELECTRONICS CORP COM 23 -12 (34.73) 545
HAMILTON BANCORP INC MD COM 23 12 103.36 1,635
MONTAGE TECHNOLOGY GROUP LTD SHS 23 23 New 1,155
FIVE OAKS INVT CORP COM 23 -19 (45.12) 2,000
CURRENCYSHARES SINGAPORE DLR T SHS 23 -7 (24.27) 287