UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,917
New Positions 512
Increased Positions 3,815
Decreased Positions 2,932
Positions with Activity 6,747
Sold Out Positions 374
Total Mkt Value (in $ millions) 112,134

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.06%
Capital Goods 2.92%
Conglomerates 0.14%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 4.94%
Energy 6.76%
Financial 41.68%
Healthcare 7.45%
Services 11.17%
Technology 10.75%
Transportation 1.87%
Utilities 5.27%

6,917 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WELLESLEY BANCORP INC COM 30 30 14,436.36 1,599
CAMAC ENERGY INC COM 30 -8 (21.9) 69,191
UBIC INC SPONSORED ADR 30 17 138.08 2,357
VOLCANO CORPORATION COM 30 .76 2,662
DENALI FD INC COM 30 30 New 1,321
BARCLAYS BK PLC ETN DJUBS COPR37 30 -4 (10.67) 837
DB-X EXCHANGE-TRADED FDS INC XTRAK 2040TGT DT 30 4 15.10 991
INSTEEL INDUSTRIES INC COM 30 -13 (31) 1,289
ISHARES TRGT DT 2035 ETF 30 30 New 711
DOCUMENT SEC SYS INC COM 30 2 6.33 55,397
UTSTARCOM HOLDINGS CORP SHS NEW 30 18 147.98 11,417
IRIDEX CORP COM 30 12 68.52 3,544
GLOBAL X FDS CHINA CONS ETF 30 -555 (94.89) 2,212
ALEXCO RESOURCE CORP COM 30 26 697.98 48,158
FIRST TR EXCNGE TRD ALPHADEX MEGA CAP ALPHA 30 24 451 1,102
PEOPLES FINL CORP MISS COM 30 30 New 2,279
QAD INC CL A 30 3 9.60 1,507
BLUE HILLS BANCORP INC COM 30 30 New 2,224
UNITED STATES LIME & MINERALS COM 29 17 130.27 426
ZUMIEZ INC COM 29 16 111.69 815