UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,883
New Positions 514
Increased Positions 3,794
Decreased Positions 2,919
Positions with Activity 6,713
Sold Out Positions 370
Total Mkt Value (in $ millions) 107,166

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.96%
Capital Goods 2.95%
Conglomerates 0.13%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 5.07%
Energy 6.06%
Financial 42.31%
Healthcare 7.73%
Services 11.39%
Technology 10.56%
Transportation 1.85%
Utilities 5.34%

6,883 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLEXSTEEL INDS INC COM 28 13 87 935
RENESOLA LTD SPONS ADS 28 -1 (3.87) 22,020
ZOES KITCHEN INC COM 28 15 113.10 895
RICHARDSON ELECTRS LTD COM 28 4 17.34 2,951
TRANSGLOBE ENERGY CORP COM 28 -484 (94.6) 9,496
PRIMEENERGY CORP COM 28 27 2,700 504
TEXAS CAPITAL BANCSHARES INC WT EXP 011619 28 New 930
ECHO GLOBAL LOGISTICS INC COM 28 12 74.29 1,044
AUTHENTIDATE HLDG CORP COM NEW 28 9 47.96 37,730
SILGAN HOLDINGS INC COM 27 -45 (62.14) 532
POWERSHARES ETF TR II NYSE CENT PORT 27 -7 (19.39) 1,056
BON-TON STORES INC COM 27 9 46.63 4,981
CHEMICAL FINL CORP COM 27 -16 (36.5) 962
U S GLOBAL INVS INC CL A 27 19 225.73 8,306
METRO BANCORP INC PA COM 27 27 New 1,070
RENAISSANCE CAP GREENWICH FDS IPO ETF 27 27 New 1,229
BREEZE EASTERN CORP COM 27 -130 (82.66) 2,692
DONEGAL GROUP INC CL B 27 .08 1,204
CAROLINA BK HLDGS INC GREENSBO COM 27 3 12.77 2,764
GOLD STD VENTURES CORP COM 27 .18 56,100