UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

6,736 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLAGSTAR BANCORP INC COM PAR .001 101 -241 (70.36) 4,975
BARCLAYS BK PLC US TRES FLATT 101 -3 (2.47) 1,780
FORWARD AIR CORP COM 101 5 5.38 2,176
ASCENT CAP GROUP INC COM SER A 101 61 154.27 1,429
FORMULA SYS 1985 LTD SPONSORED ADR 100 26 34.69 3,405
DUCOMMUN INC DEL COM 100 -379 (79.1) 4,049
BARCLAYS BK PLC IPATH GEMS ASIA8 100 2 2.52 2,194
PROSHARES TR ULTSHT RUSS2000 100 99 7,031.03 2,068
BARCLAYS BK PLC S&P 500 3X LNG 100 4 4.66 696
PROSHARES TR ULSH 20YRTRE NEW 100 100 New 1,391
ADVISORSHARES TR CAMBRIA GL TAC 99 59 145.59 3,900
UNIVERSAL FST PRODS INC COM 99 -155 (60.97) 1,876
U S CONCRETE INC COM NEW 99 26 34.93 4,048
PROSHARES TR PSHS ULT2000 VAL 99 -41 (29.48) 1,727
MULTIMEDIA GAMES HLDG CO INC COM 99 -422 (81.04) 3,573
BELLATRIX EXPLORATION LTD COM 99 99 New 10,765
AUTONAVI HLDGS LTD SPONSORED ADR 98 -185 (65.25) 4,766
PATRICK INDS INC COM 98 67 216.12 2,314
GLOBAL X FDS GLB X LITHIUM 98 2 2.61 7,265
ZELTIQ AESTHETICS INC COM 97 84 631.18 5,440