UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

6,769 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIAMOND HILL INVESTMENT GROUP COM NEW 119 79 202.67 908
NISKA GAS STORAGE PARTNERS LLC UNIT LTD LIABI 119 29 31.91 7,756
DIREXION SHS ETF TR 20YR TRES BEAR 118 17 16.72 2,632
SWS GROUP INC COM 118 79 203.10 16,446
NRG YIELD INC COM CL A 118 45 61.05 2,179
WESTERN COPPER & GOLD CORP COM 117 -12 (9.51) 146,788
CONSTELLATION BRANDS INC CL B 117 -26 (17.95) 1,358
GUANGSHEN RY LTD SPONSORED ADR 117 -10 (8.14) 5,985
ABERDEEN ISRAEL FUND INC COM 116 27 30 6,500
ULTRAPAR PARTICIPACOES S A SP ADR REP COM 116 -173 (59.84) 4,820
DYNEGY INC NEW DEL COM 116 54 86.58 4,351
REGADO BIOSCIENCES INC COM 116 112 2,549.17 41,433
SUTRON CORP COM 116 -8 (6.08) 22,726
ROYCE FOCUS TR COM 116 -46 (28.43) 13,694
FUTUREFUEL CORPORATION COM 115 -4 (3.02) 7,205
PEOPLES BANCORP INC COM 115 -18 (13.41) 4,812
ATLANTIC PWR CORP COM NEW 115 -189 (62.16) 28,808
EATON VANCE OHIO MUN BD FD COM 115 -16 (12.32) 9,040
PROSHARES TR II ULTRASHORT YEN N 115 115 New 1,750
BROOKLINE BANCORP INC DEL COM 114 34 42.48 12,394