UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,811
New Positions 472
Increased Positions 3,682
Decreased Positions 2,958
Positions with Activity 6,640
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,938

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.1%
Capital Goods 2.82%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.61%
Energy 7.63%
Financial 42.66%
Healthcare 6.73%
Services 12.06%
Technology 10.6%
Transportation 1.62%
Utilities 5.13%

6,811 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAPSTONE TURBINE CORP COM 551 263 91.61 479,110
POWERSHARES DB G10 CURCY HARVS COM UT BEN INT 550 -184 (25.06) 21,135
WOODWARD INC COM 550 -76 (12.18) 10,870
PUTNAM MANAGED MUN INCOM TR COM 550 -24 (4.19) 77,802
FIRST TR DJS MICROCAP INDEX FD COM SHS ANNUAL 549 128 30.23 17,716
SPDR SERIES TRUST S&P 400 MDCP VAL 548 16 3.02 6,457
NEUBERGER BERMAN RE ES SEC FD COM 547 13 2.44 112,479
SPROTT PHYSICAL GOLD TRUST UNIT 546 53 10.74 54,263
GLIMCHER RLTY TR SH BEN INT 545 -108 (16.52) 39,826
INVESCO MUNI INCOME OPP TRST COM 545 -353 (39.35) 81,054
WINTHROP RLTY TR SH BEN INT NEW 544 -997 (64.7) 36,135
AMERICAN PUBLIC EDUCATION INC COM 544 506 1,308.53 18,987
PINNACLE FINL PARTNERS INC COM 543 101 22.78 14,262
HEARTWARE INTL INC COM 542 -12 (2.22) 6,648
PIKE CORP COM 541 32 6.38 45,253
BLACKROCK MUNIHLDGS FD II INC COM 541 19 3.71 36,205
CECO ENVIRONMENTAL CORP COM 541 203 59.88 38,962
PROOFPOINT INC COM 540 -27 (4.78) 13,969
SPDR INDEX SHS FDS INTL TELEC ETF 540 -127 (19.04) 20,364
MORGAN STANLEY EMER MKTS DEBT COM 538 32 6.42 54,723