UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,507
Decreased Positions 3,130
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,867

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.74%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.19%
Energy 9.02%
Financial 42.89%
Healthcare 6.78%
Services 9.87%
Technology 11.08%
Transportation 1.47%
Utilities 5%

6,769 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR ISE CHINDIA INDEX FD COM 555 66 13.54 18,074
ADVENT CLAYMORE CV SECS & INC COM 554 (0.04) 29,358
FNB CORP PA COM 553 316 133.25 44,058
CHIPMOS TECH BERMUDA LTD SHS 551 -3,175 (85.2) 22,676
IMPAX LABORATORIES INC COM 551 328 146.98 19,563
PRETIUM RES INC COM 551 100 22.12 79,922
TELEDYNE TECHNOLOGIES INC COM 550 -63 (10.34) 5,818
FLAHERTY & CRUMRINE TOTAL RETU COM 548 291 113.25 27,669
BLACKROCK MUNI INCOME INV QLTY COM 547 -87 (13.68) 38,903
PAIN THERAPEUTICS INC COM 546 546 New 112,605
FIDELITY MSCI INDL INDX 541 365 206.82 19,314
BLACKROCK MUNIY QUALITY FD II COM 540 208 62.64 42,061
FEDERATED NATL HLDG CO COM 539 517 2,352.06 23,172
PROOFPOINT INC COM 538 272 102.21 14,670
BLACKROCK MUNIYIELD ARIZ FD IN COM 537 -69 (11.45) 36,433
SELECT INCOME REIT COM SH BEN INT 537 -94 (14.92) 18,871
GENERAL CABLE CORP DEL NEW COM 537 -889 (62.36) 21,580
WISDOMTREE TR DEFA EQT INC ETF 537 -493 (47.88) 10,875
EQUITY ONE COM 536 -149 (21.69) 22,343
SPDR INDEX SHS FDS INTL HLTH ETF 536 -4 (0.78) 11,039