UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,904
New Positions 513
Increased Positions 3,804
Decreased Positions 2,930
Positions with Activity 6,734
Sold Out Positions 374
Total Mkt Value (in $ millions) 110,310

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.99%
Capital Goods 2.88%
Conglomerates 0.13%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 4.98%
Energy 6.16%
Financial 42%
Healthcare 7.75%
Services 11.21%
Technology 10.82%
Transportation 1.88%
Utilities 5.2%

6,904 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TRUSTCO BK CORP N Y COM 570 -82 (12.6) 80,799
EVINE LIVE INC CL A 570 224 64.90 88,269
DREYFUS STRATEGIC MUNS INC COM 569 -7 (1.15) 69,769
CACI INTL INC CL A 569 -1,558 (73.24) 6,615
AMERICAN HOMES 4 RENT CL A 569 38 7.08 32,872
PROGRESSIVE WASTE SOLUTIONS LT COM 568 -206 (26.65) 18,858
SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR 567 391 221.89 77,127
CLARCOR INC COM 565 79 16.16 8,309
PILGRIMS PRIDE CORP NEW COM 564 -5,578 (90.81) 16,860
KOREA FD COM NEW 564 374 196.92 15,042
GAS NAT INC COM 564 -9 (1.56) 51,972
AVISTA CORP COM 564 -706 (55.6) 16,268
PACIFIC CONTINENTAL CORP COM 562 168 42.69 40,281
ZAGG INC COM 561 -30 (5.08) 93,987
WESTERN ASSET INCOME FD COM 561 -23 (3.91) 41,561
ISHARES MRGSTR SM CP GR 561 -68 (10.84) 4,172
POWERSHARES ETF TRUST CON STAPLE SEC 561 17 3.10 11,012
PLATFORM SPECIALTY PRODS CORP COM 560 10 1.90 24,408
HILTON WORLDWIDE HLDGS INC COM 560 320 133.87 21,373
FIDELITY MSCI INDL INDX 559 -24 (4.18) 19,479