UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,772
New Positions 463
Increased Positions 3,508
Decreased Positions 3,132
Positions with Activity 6,640
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,448

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.78%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.25%
Energy 8.97%
Financial 42.86%
Healthcare 6.76%
Services 9.93%
Technology 11.03%
Transportation 1.47%
Utilities 4.98%

6,772 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BLACKROCK MUNIVEST FD II INC COM 572 -581 (50.4) 37,162
RYDEX ETF TRUST GUG S&P500 EQ WT 572 114 24.90 6,612
ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 571 271 89.99 24,244
PORTLAND GEN ELEC CO COM NEW 571 -591 (50.87) 17,227
COMPANHIA SIDERURGICA NACIONAL SPONSORED ADR 570 254 80.47 109,736
SONIC CORP COM 569 -58 (9.32) 26,721
DOLBY LABORATORIES INC COM 569 117 26.04 13,135
SWIFT ENERGY CO COM 568 -403 (41.5) 45,372
RPC INC COM 568 -2,380 (80.74) 24,740
IMPAX LABORATORIES INC COM 565 336 146.98 19,563
ASHFORD HOSPITALITY TR INC COM SHS 565 72 14.69 47,413
ISHARES TR CORE US TR BD 564 355 170.28 22,720
ISTAR FINL INC COM 564 -6,201 (91.67) 38,616
CALLAWAY GOLF CO COM 562 523 1,355.22 66,853
MEDICINES CO COM 561 -169 (23.13) 21,674
ISHARES GLB AGRIC PR ETF 560 99 21.36 20,215
ITT EDUCATIONAL SERVICES INC COM 558 388 228.62 35,892
DIGITALGLOBE INC COM NEW 558 -799 (58.88) 20,346
NEUBERGER BERMAN RE ES SEC FD COM 558 -81 (12.64) 109,797
NANOSTRING TECHNOLOGIES INC COM 557 551 8,102 41,010