UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,777
New Positions 463
Increased Positions 3,510
Decreased Positions 3,135
Positions with Activity 6,645
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,425

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 5.28%
Energy 9.02%
Financial 42.89%
Healthcare 6.82%
Services 9.94%
Technology 10.86%
Transportation 1.46%
Utilities 4.93%

6,777 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BRIGHTCOVE INC COM 605 520 615.42 63,486
H & Q LIFE SCIENCES INVS SH BEN INT 605 208 52.28 29,041
HOMESTREET INC COM 605 -98 (13.93) 32,655
COMMVAULT SYSTEMS INC COM 603 -39 (6.09) 12,528
BLACKROCK MUNIHLDGS NY QLTY FD COM 602 -45 (7.01) 45,171
ISHARES EM MKTS CURR ETF 602 -338 (35.96) 11,636
ENERSIS S A SPONSORED ADR 601 -1,401 (69.97) 34,501
MOLINA HEALTHCARE INC COM 600 -1,815 (75.14) 13,067
MFS MUN INCOME TR SH BEN INT 600 154 34.63 92,439
MFS CALIF MUN FD COM 600 -46 (7.15) 54,977
AMERICAN HOMES 4 RENT CL A 599 328 121.38 32,968
CHINA TELECOM CORP LTD SPON ADR H SHS 598 -1,233 (67.35) 11,800
SONIC CORP COM 597 -61 (9.32) 26,721
WILLBROS GROUP INC DEL COM 596 -56 (8.53) 49,053
CHERRY HILL MTG INVT CORP COM 596 596 New 30,000
SAN JUAN BASIN RTY TR UNIT BEN INT 595 -263 (30.67) 32,048
MEDICINES CO COM 595 -179 (23.13) 21,674
STRATEGIC HOTELS & RESORTS INC COM 594 160 36.81 50,519
PETROLOGISTICS LP UNIT LTD PTH INT 591 274 86.15 41,220
TEAM HEALTH HOLDINGS INC COM 591 -327 (35.62) 11,756