UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,812
New Positions 472
Increased Positions 3,682
Decreased Positions 2,959
Positions with Activity 6,641
Sold Out Positions 383
Total Mkt Value (in $ millions) 105,882

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.12%
Capital Goods 2.8%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.62%
Energy 7.64%
Financial 42.79%
Healthcare 6.65%
Services 12.06%
Technology 10.59%
Transportation 1.61%
Utilities 5.08%

6,812 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SOTHEBYS COM 601 -743 (55.3) 15,591
RETAIL OPPORTUNITY INVTS CORP COM 600 -13 (2.16) 39,944
BROOKFIELD HIGH INCOME FD INC COM 598 10 1.78 62,584
BRIGGS & STRATTON CORP COM 598 -138 (18.79) 30,553
CTC MEDIA INC COM 595 352 144.59 63,752
CLOUD PEAK ENERGY INC COM 595 -98 (14.14) 44,514
SANDRIDGE PERMIAN TR COM UNIT BEN INT 595 -32 (5.05) 54,650
SWIFT ENERGY CO COM 594 133 28.78 58,429
CRH PLC ADR 592 138 30.49 24,990
DIAMONDROCK HOSPITALITY CO COM 592 -1,825 (75.52) 45,550
MORGAN STANLEY CHINA A SH FD COM 591 -1,814 (75.44) 23,070
FIRST TR EXCHANGE TRADED FD II AUTO INDEX FD 589 311 111.70 14,967
DELUXE CORP COM 588 -2,935 (83.3) 10,198
PARK NATL CORP COM 587 -1,070 (64.57) 7,554
ALLIANCE FIBER OPTIC PRODS INC COM NEW 587 587 New 42,943
BLACKROCK HEALTH SCIENCES TR COM 587 -206 (25.99) 15,628
COMPUWARE CORP COM 587 -757 (56.34) 55,114
POWERSHS DB US DOLLAR INDEX TR DOLL INDX BEAR 586 -28 (4.58) 22,860
THERAVANCE INC COM 585 -93 (13.75) 31,717
DREYFUS STRATEGIC MUNS INC COM 584 -19 (3.21) 70,583