UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

6,736 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NOVADAQ TECHNOLOGIES INC COM 572 -2,052 (78.19) 33,695
FOREST CITY ENTERPRISES INC CL A 572 41 7.65 30,588
CURRENCYSHARES SWISS FRANC TR SWISS FRANC SH 571 324 131.33 5,154
REVENUESHARES ETF TR ADR FD 570 184 47.79 14,439
UNIT CORP COM 568 232 68.89 8,625
VANGUARD BD INDEX FD INC LONG TERM BOND 568 -39 (6.47) 6,480
ON SEMICONDUCTOR CORP COM 567 -234 (29.21) 59,335
MARKET VECTORS ETF TR AFRICA ETF 563 385 215.90 17,602
HOLLYSYS AUTOMATION TECHNOLOGI SHS 563 558 12,935.94 25,029
INTER PARFUMS INC COM 563 73 14.84 16,225
HANCOCK JOHN INVS TR COM 562 -214 (27.6) 28,024
JAPAN SMALLER CAPTLZTN FD INC COM 562 -608 (51.97) 64,816
DELHAIZE GROUP SPONSORED ADR 561 -221 (28.22) 31,844
SUSSER PETE PARTNERS LP COM U REP LP 560 105 23.05 15,357
LANCASTER COLONY CORP COM 560 -500 (47.18) 5,878
LIHUA INTL INC COM 559 -378 (40.31) 117,037
TRIMAS CORP COM NEW 559 -44 (7.36) 17,073
INVESCO MUN OPPORTUNITY TR COM 556 29 5.40 45,645
ISHARES DEVSMCP EXNA ETF 555 52 10.29 11,927
MDC PARTNERS INC CL A SUB VTG 554 176 46.33 22,843