UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,885
New Positions 514
Increased Positions 3,795
Decreased Positions 2,920
Positions with Activity 6,715
Sold Out Positions 370
Total Mkt Value (in $ millions) 108,475

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.94%
Capital Goods 2.96%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.11%
Energy 5.93%
Financial 42.27%
Healthcare 7.76%
Services 11.49%
Technology 10.6%
Transportation 1.87%
Utilities 5.27%

6,885 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WATTS WATER TECHNOLOGIES INC CL A 637 -1,132 (64) 10,642
BLACKROCK MUNI INCOME INV QLTY COM 635 27 4.48 42,450
BLACKROCK HEALTH SCIENCES TR COM 634 -15 (2.27) 15,273
PICO HLDGS INC COM NEW 633 -58 (8.38) 38,527
NUVEEN INVT QUALITY MUN FD INC COM 633 -33 (5.01) 40,086
CORPORATE OFFICE PPTYS TR SH BEN INT 632 -49 (7.25) 20,791
SOUTHWEST GAS CORP COM 630 -347 (35.49) 10,027
WORLD ACCEP CORP DEL COM 628 63 11.22 8,663
DOMINION DIAMOND CORP COM 627 315 101.31 38,360
BELMOND LTD CL A 626 -3 (0.47) 57,544
HILLTOP HOLDINGS INC COM 623 -140 (18.36) 33,920
AVISTA CORP COM 623 -780 (55.6) 16,268
SOUTHSIDE BANCSHARES INC COM 622 32 5.41 22,137
NUVEEN DIVERSIFIED DIV INCM FD COM 621 29 4.91 50,790
ALLEGHENY TECHNOLOGIES INC COM 619 -573 (48.06) 22,083
CALAMP CORP COM 618 101 19.62 33,807
BROOKFIELD HIGH INCOME FD INC COM 618 70 12.71 70,536
HURON CONSULTING GROUP INC COM 617 566 1,116.59 7,920
FRANKS INTL N V COM 617 -749 (54.85) 38,432
PANHANDLE OIL AND GAS INC CL A 616 482 359.90 29,866