UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

6,736 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRST TR MULTI CAP VALUE ALPHA COM SHS 584 59 11.29 13,109
MAUI LD & PINEAPPLE INC COM 583 170 41.15 69,826
PS BUSINESS PKS INC CALIF COM 583 57 10.83 6,878
IDENIX PHARMACEUTICALS INC COM 583 -2 (0.38) 106,744
NUVERRA ENVIRONMENTAL SOLUTION COM NEW 583 -204 (25.91) 33,301
HUNTINGTON BANCSHARES INC PFD CONV SER A 582 112 23.90 451
VOCUS INC COM 582 -656 (53) 32,331
MADISON CVRED CALL & EQ STR FD COM 581 381 190.65 70,194
NOVA MEASURING INSTRUMENTS LTD COM 580 417 255.25 57,178
MARKET VECTORS ETF TR SEMICONDUCTOR 580 -11,524 (95.21) 12,851
FUELCELL ENERGY INC COM 578 13 2.28 235,813
USA TECHNOLOGIES INC COM NO PAR 578 -745 (56.32) 279,000
SPROTT PHYSICAL GOLD TRUST UNIT 577 112 24.19 53,742
PIMCO ETF TR GB ADV INF BD 577 236 69.04 11,547
BLACKROCK MUNIHOLDNGS QLTY INC COM 576 -5 (0.93) 45,394
MAGELLAN HEALTH SVCS INC COM NEW 575 -347 (37.64) 10,497
WELLS FARGO ADV GLB DIV OPP FD COM 575 -116 (16.85) 71,818
PROSHARES TR ULTRAPRO SH NW14 574 374 187.23 10,073
INTERNAP NETWORK SVCS CORP COM PAR $.001 573 54 10.36 83,938
PTC INC COM 573 515 889.12 16,360