UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,886
New Positions 514
Increased Positions 3,795
Decreased Positions 2,921
Positions with Activity 6,716
Sold Out Positions 370
Total Mkt Value (in $ millions) 109,187

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.96%
Capital Goods 2.9%
Conglomerates 0.13%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 5.07%
Energy 6.11%
Financial 42.26%
Healthcare 7.16%
Services 11.48%
Technology 10.5%
Transportation 1.86%
Utilities 5.33%

6,886 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WESTERN ASST MNGD MUN FD INC COM 2,608 259 11.02 185,747
DIEBOLD INC COM 2,605 45 1.76 81,010
MARKET VECTORS ETF TR PHARMACEUTICAL 2,604 978 60.17 38,993
PROTO LABS INC COM 2,601 -1,652 (38.85) 40,167
SVB FINL GROUP COM 2,596 -2,571 (49.76) 22,286
ASBURY AUTOMOTIVE GROUP INC COM 2,594 -216 (7.68) 33,902
ATMOS ENERGY CORP COM 2,589 -211 (7.55) 44,286
TEKMIRA PHARMACEUTICALS CORP COM NEW 2,587 2,547 6,466.53 98,498
CLECO CORP NEW COM 2,579 -122 (4.51) 47,013
DAIICHI SANKYO CO LTD SPON ADR LEV 1 2,578 2,578 New 184,991
RYDEX ETF TRUST GUG RUSS MCP EQL 2,577 1,378 114.91 50,933
CNOOC LTD SPONSORED ADR 2,575 55 2.19 18,940
H & E EQUIPMENT SERVICES INC COM 2,575 -170 (6.2) 139,023
COMMSCOPE HLDG CO INC COM 2,571 219 9.30 100,548
WESTERN ASSET GLB PTNRS INCOME COM 2,570 206 8.71 266,057
MARKETAXESS HLDGS INC COM 2,569 51 2.02 34,644
SCRIPPS NETWORKS INTERACT INC CL A COM 2,568 -640 (19.94) 35,169
KEYSIGHT TECHNOLOGIES INC COM 2,567 -883 (25.6) 76,116
PIEDMONT NAT GAS INC COM 2,567 -239 (8.51) 63,193
PROSHARES TR PSHS SH MSCI EMR 2,565 848 49.35 100,999