UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,737
New Positions 571
Increased Positions 3,788
Decreased Positions 2,838
Positions with Activity 6,626
Sold Out Positions 389
Total Mkt Value (in $ millions) 84,917

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.02%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.68%
Energy 8.63%
Financial 41.8%
Healthcare 7.36%
Services 10.57%
Technology 10.49%
Transportation 1.54%
Utilities 5%

6,737 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CURRENCYSHARES AUSTRALIAN DLR AUSTRALIAN DOL 2,141 676 46.13 22,822
RENAISSANCERE HOLDINGS LTD COM 2,141 -2,124 (49.81) 21,224
SCHWEITZER-MAUDUIT INTL INC COM 2,140 935 77.66 53,475
PIEDMONT NAT GAS INC COM 2,138 -309 (12.61) 59,728
QUAD / GRAPHICS INC COM CL A 2,124 981 85.78 97,009
ISHARES TR CHINA ETF 2,124 1,812 580.40 46,907
ISHARES INTRM GOV/CR ETF 2,124 -231 (9.83) 19,245
ZEBRA TECHNOLOGIES CORP CL A 2,124 310 17.07 33,238
ETFS PRECIOUS METALS BASKET TR PHYS PM BSKT 2,121 -941 (30.74) 30,383
SOLERA HOLDINGS INC COM 2,120 889 72.16 33,798
NELNET INC CL A 2,118 99 4.93 53,875
SCHWAB STRATEGIC TR US SML CAP ETF 2,115 1,578 294.12 40,571
MORGAN STANLEY CHINA A SH FD COM 2,114 172 8.88 93,835
VANGUARD SCOTTSDALE FDS INT-TERM GOV 2,113 389 22.57 33,263
NUVEEN CALIF MUN VALUE FD COM 2,112 -856 (28.84) 213,965
GRAY TELEVISION INC COM 2,108 2,076 6,458.51 192,689
ISHARES RUS 3000 VAL ETF 2,105 57 2.77 16,753
BLACKROCK UTIL & INFRASTRCTURE COM 2,105 1,230 140.73 110,362
SPIRIT AIRLS INC COM 2,101 522 33.05 37,235
WORKDAY INC CL A 2,100 -3,765 (64.2) 27,066