UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,799
New Positions 471
Increased Positions 3,679
Decreased Positions 2,950
Positions with Activity 6,629
Sold Out Positions 382
Total Mkt Value (in $ millions) 101,930

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.05%
Capital Goods 2.76%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.78%
Energy 7.18%
Financial 42.91%
Healthcare 6.8%
Services 12.07%
Technology 10.52%
Transportation 1.66%
Utilities 5.26%

382 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM -92 Sold Out 0
500 COM LTD SPON ADR REP A -23 Sold Out 0
ABERDEEN LATIN AMER EQTY FD COM -22 Sold Out 0
ACCRETIVE HEALTH INC COM -100 Sold Out 0
ACHAOGEN INC COM -64 Sold Out 0
ACORN INTL INC SPON ADR -4 Sold Out 0
ADVISORSHARES TR STAR GLOB BUYW -9 Sold Out 0
ADVISORSHARES TR ADVISR GLBECHO -13 Sold Out 0
ADVISORSHARES TR GARTMAN GL/BRI -4 Sold Out 0
ADVISORSHARES TR ADVSHS YLD ETF -1 Sold Out 0
ADVISORSHARES TR ADVISORSHS EQPRO -1 Sold Out 0
ADVISORSHARES TR MADRONA GLB BD -80 Sold Out 0
ADVISORSHARES TR MEIDELL TCT AD -5 Sold Out 0
AERIE PHARMACEUTICALS INC COM -17 Sold Out 0
AETRIUM INC COM NEW -6 Sold Out 0
AIR INDS GROUP COM NEW -19 Sold Out 0
AIR T INC COM -17 Sold Out 0
AKERS BIOSCIENCES INC COM -4 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -3 Sold Out 0
ALPHA PRO TECH LTD COM -3 Sold Out 0