UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,819
New Positions 472
Increased Positions 3,687
Decreased Positions 2,961
Positions with Activity 6,648
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,868

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 2.81%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.58%
Energy 7.8%
Financial 42.67%
Healthcare 6.5%
Services 12.25%
Technology 10.54%
Transportation 1.58%
Utilities 5.06%

383 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
22ND CENTY GROUP INC COM -135 Sold Out 0
500 COM LTD SPON ADR REP A -28 Sold Out 0
ABERDEEN LATIN AMER EQTY FD COM -26 Sold Out 0
ACCRETIVE HEALTH INC COM -111 Sold Out 0
ACHAOGEN INC COM -63 Sold Out 0
ACORN INTL INC SPON ADR -3 Sold Out 0
ADVISORSHARES TR STAR GLOB BUYW -10 Sold Out 0
ADVISORSHARES TR ADVISR GLBECHO -14 Sold Out 0
ADVISORSHARES TR ADVSHS YLD ETF -2 Sold Out 0
ADVISORSHARES TR ADVISORSHS EQPRO -1 Sold Out 0
ADVISORSHARES TR MADRONA GLB BD -81 Sold Out 0
ADVISORSHARES TR GARTMAN GL/BRI -4 Sold Out 0
ADVISORSHARES TR MEIDELL TCT AD -5 Sold Out 0
AERIE PHARMACEUTICALS INC COM -13 Sold Out 0
AETRIUM INC COM NEW -9 Sold Out 0
AIR INDS GROUP INC COM NEW -17 Sold Out 0
AIR T INC COM -15 Sold Out 0
AKERS BIOSCIENCES INC COM -4 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -4 Sold Out 0
ALPHA PRO TECH LTD COM -2 Sold Out 0