UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,812
New Positions 472
Increased Positions 3,682
Decreased Positions 2,959
Positions with Activity 6,641
Sold Out Positions 383
Total Mkt Value (in $ millions) 107,122

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.12%
Capital Goods 2.81%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.59%
Energy 7.62%
Financial 42.74%
Healthcare 6.72%
Services 12.04%
Technology 10.62%
Transportation 1.62%
Utilities 5.08%

383 Sold Out Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CREDIT SUISSE NASSAU BRH 3X INVERS SILV -92 Sold Out 0
FIRST CTZNS BANC CORP 6.50% PFD SER B -1 Sold Out 0
VIMICRO INTL CORP ADR -25 Sold Out 0
AMBOW ED HLDG LTD ADR REPSTG CL A -1 Sold Out 0
CHARM COMMUNICATIONS INC ADR SHS CL A -2 Sold Out 0
ADVISORSHARES TR ADVISORSHS EQPRO -1 Sold Out 0
ADVISORSHARES TR ADVISR GLBECHO -14 Sold Out 0
ADVISORSHARES TR ADVSHS YLD ETF -1 Sold Out 0
UBS AG JERSEY BRH ALERIAN INFRST -3,796 Sold Out 0
FIRST TR EXCH TRD ALPHA FD II ASIA EX JAPAN -17 Sold Out 0
ROYAL BK OF SCOTLAND PLC BIG PHARMA ETN -2 Sold Out 0
DIREXION SHS ETF TR BRAZIL BEAR 3X -14 Sold Out 0
MARKET VECTORS ETF TR BUSI DEVCO ETF -53 Sold Out 0
FIRST TR EXCH TRD ALPHA FD II CHINA ALPHADEX -9 Sold Out 0
ROYAL BK OF SCOTLAND PLC CHINA TRNDP ETF -10 Sold Out 0
BEASLEY BROADCAST GROUP INC CL A -11 Sold Out 0
DIXIE GROUP INC CL A -230 Sold Out 0
ENTERCOM COMMUNICATIONS CORP CL A -10 Sold Out 0
NMI HLDGS INC CL A -17 Sold Out 0
SUPREME INDS INC CL A -8 Sold Out 0