UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,904
New Positions 513
Increased Positions 3,804
Decreased Positions 2,930
Positions with Activity 6,734
Sold Out Positions 374
Total Mkt Value (in $ millions) 105,726

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.95%
Capital Goods 2.89%
Conglomerates 0.13%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 5.04%
Energy 5.91%
Financial 42.27%
Healthcare 7.71%
Services 11.08%
Technology 10.75%
Transportation 1.89%
Utilities 5.13%

374 Sold Out Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS BK PLC 10 YR TREAS BEAR -13 Sold Out 0
ISHARES 14 AMT-FREE ETF -364 Sold Out 0
BARCLAYS BK PLC 2 YR TREAS BEAR -56 Sold Out 0
ISHARES TR 2020 CP TM ETF -15 Sold Out 0
ISHARES TR 2023 CP TM ETF -33 Sold Out 0
DEUTSCHE BK AG LONDON BRH 3X INV JAP GOV -25 Sold Out 0
CREDIT SUISSE NASSAU BRH 3X INVERS GOLD -371 Sold Out 0
COCA-COLA HBC AG ADR -5 Sold Out 0
PROMOTORA DE INFORMACIONES SA ADR CL A SHS -6,659 Sold Out 0
WSP HOLDINGS LIMITED ADR NEW Sold Out 0
FIRST TR EXCH TRD ALPHA FD II AUSTRALIA ALPH -4 Sold Out 0
PIMCO ETF TR AUSTRALIA BD -100 Sold Out 0
PIMCO ETF TR BLD AMER BD FD -286 Sold Out 0
WISDOMTREE TR BLMBG US BULL -269 Sold Out 0
EGA EMERGING GLOBAL SHS TR BLUE CHIP ETF -2 Sold Out 0
ADVISORSHARES TR BNY GRWTH ADR -48 Sold Out 0
WISDOMTREE TR BOFA MERLYN NG -18 Sold Out 0
PIMCO ETF TR CDA BD IDX FD -20 Sold Out 0
CURRENCYSHARES CHINESE RENMINB CHIN RENMINBI -10 Sold Out 0
GLOBAL X FDS CHINA ENRG ETF -12 Sold Out 0