UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,768
New Positions 463
Increased Positions 3,508
Decreased Positions 3,128
Positions with Activity 6,636
Sold Out Positions 406
Total Mkt Value (in $ millions) 97,849

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.7%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.1%
Energy 8.91%
Financial 42.92%
Healthcare 6.86%
Services 10.02%
Technology 11.11%
Transportation 1.45%
Utilities 4.92%

406 Sold Out Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
PIMCO ETF TR 15YR US TRS FD -42 Sold Out 0
DIREXION SHS ETF TR 20YR TRES BEAR -10 Sold Out 0
DIREXION SHS ETF TR 7 10YR TRES BULL -48 Sold Out 0
ADVISORSHARES TR ACCUVS GLB OPP -17 Sold Out 0
MNC MEDIA INVT LTD ADR -1 Sold Out 0
CHINA ZENIX AUTO INTL LTD ADS -4 Sold Out 0
IFM INVTS LTD ADS CL A NEW -1 Sold Out 0
TEUCRIUM COMMODITY TR AGRICULTURE FD -3 Sold Out 0
DIREXION SHS ETF TR ALL CP INSIDER -23 Sold Out 0
GLOBAL X FDS ANDEAN 40 ETF -9 Sold Out 0
SPDR SER TR BARC 1-10YRTIP -5 Sold Out 0
PROSHARES TR BASIC MAT NEW -25 Sold Out 0
GLOBAL X FDS CHINA ENRG ETF -16 Sold Out 0
BALDWIN & LYONS INC CL A -14 Sold Out 0
CATO CORP NEW CL A -37 Sold Out 0
COMPX INTERNATIONAL INC CL A -8 Sold Out 0
COMSTOCK HLDG COS INC CL A -1 Sold Out 0
ECOLOGY & ENVIRONMENT INC CL A -13 Sold Out 0
GRIFFIN LD & NURSERIES INC CL A -35 Sold Out 0
JOHNSON OUTDOORS INC CL A -21 Sold Out 0