UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,811
New Positions 472
Increased Positions 3,682
Decreased Positions 2,958
Positions with Activity 6,640
Sold Out Positions 383
Total Mkt Value (in $ millions) 105,942

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.1%
Capital Goods 2.81%
Conglomerates 0.13%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.66%
Energy 7.59%
Financial 42.72%
Healthcare 6.75%
Services 12%
Technology 10.62%
Transportation 1.61%
Utilities 5.11%

383 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
WEATHERFORD INTL PLC ORD SHS -35,910 Sold Out 0
SIEMENS A G SPONSORED ADR -30,189 Sold Out 0
ALPS ETF TR US EQTHIVOLPT WR -4,017 Sold Out 0
UBS AG JERSEY BRH ALERIAN INFRST -3,761 Sold Out 0
GLOBAL CASH ACCESS HLDGS INC COM -2,852 Sold Out 0
RAYONIER ADVANCED MATLS INC COM -1,495 Sold Out 0
KOFAX LTD COM USD -1,307 Sold Out 0
EUNITS 2 YR U S MKT PARTN TR UNIT -1,268 Sold Out 0
PROSHARES TR PSHS ULTRA QQQ -1,011 Sold Out 0
RING ENERGY INC COM -766 Sold Out 0
UNITED INS HLDGS CORP COM -640 Sold Out 0
NATIONAL GEN HLDGS CORP COM -630 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -288 Sold Out 0
EXA CORP COM -278 Sold Out 0
AMBIT BIOSCIENCES CORP COM -228 Sold Out 0
CENTURY CASINOS INC COM -227 Sold Out 0
DIXIE GROUP INC CL A -217 Sold Out 0
EHEALTH INC COM -203 Sold Out 0
BIOTA PHARMACEUTIALS INC COM -184 Sold Out 0
PAX WORLD FDS TR II MSCI ESG IDX -174 Sold Out 0