UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,905
New Positions 513
Increased Positions 3,804
Decreased Positions 2,931
Positions with Activity 6,735
Sold Out Positions 374
Total Mkt Value (in $ millions) 107,908

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.97%
Capital Goods 2.87%
Conglomerates 0.13%
Consumer Cyclical 2.55%
Consumer/Non-Cyclical 5.01%
Energy 6.06%
Financial 42.15%
Healthcare 7.69%
Services 11.28%
Technology 10.74%
Transportation 1.88%
Utilities 5.23%

374 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
NORTHSTAR RLTY FIN CORP COM -155,150 Sold Out 0
PROMOTORA DE INFORMACIONES SA ADR CL A SHS -6,730 Sold Out 0
FIDELITY NATIONAL FINANCIAL IN CL A -4,473 Sold Out 0
CREDIT ACCEP CORP MICH COM -762 Sold Out 0
VEEVA SYS INC CL A COM -584 Sold Out 0
PIKE CORP COM -541 Sold Out 0
CREDIT SUISSE NASSAU BRH 3X INVERS GOLD -379 Sold Out 0
ISHARES 14 AMT-FREE ETF -364 Sold Out 0
PIMCO ETF TR BLD AMER BD FD -286 Sold Out 0
WISDOMTREE TR BLMBG US BULL -273 Sold Out 0
CARRIAGE SVCS INC COM -255 Sold Out 0
CAPELLA EDUCATION COMPANY COM -168 Sold Out 0
PROSHARES TR PSHS ULTRA DOW30 -165 Sold Out 0
SUPERIOR UNIFORM GP INC COM -163 Sold Out 0
WAGEWORKS INC COM -143 Sold Out 0
FIDELITY & GTY LIFE COM -127 Sold Out 0
DEUTSCHE BK AG LDN BRH PS GOLD SH ETN -125 Sold Out 0
BARCLAYS BK PLC LNGB S&P500 14 -125 Sold Out 0
INTERNET GOLD-GOLDEN LINES LTD ORD -124 Sold Out 0
CORE MARK HOLDING CO INC COM -120 Sold Out 0