UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,776
New Positions 463
Increased Positions 3,510
Decreased Positions 3,134
Positions with Activity 6,644
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,051

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.29%
Energy 8.93%
Financial 42.86%
Healthcare 6.84%
Services 9.95%
Technology 10.91%
Transportation 1.46%
Utilities 4.96%

406 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 -3,789 Sold Out 0
CROWN CASTLE INTL CORP CNV PFD STK SR A -3,572 Sold Out 0
GRAY TELEVISION INC COM -2,449 Sold Out 0
QUAD / GRAPHICS INC COM CL A -2,119 Sold Out 0
ALUMINA LTD SPONSORED ADR -1,138 Sold Out 0
TURQUOISE HILL RES LTD RT -877 Sold Out 0
CONNS INC COM -804 Sold Out 0
AMERICAN WOODMARK CORP COM -634 Sold Out 0
PROSHARES TR ULTRAPRO SHORT S -413 Sold Out 0
EUNITS 2 YR US EQTY MKT PTNTR UNIT -413 Sold Out 0
ELECTRO RENT CORP COM -279 Sold Out 0
DIREXION SHS ETF TR DLY ENRGY BULL3X -223 Sold Out 0
PTC THERAPEUTICS INC COM -213 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 -187 Sold Out 0
LIQUIDITY SERVICES INC COM -156 Sold Out 0
ALTISOURCE PORTFOLIO SOLNS SA REG SHS -148 Sold Out 0
PROSHARES TR PSHS ULTRA O&G -131 Sold Out 0
ISHARES TR INDS BD ETF -130 Sold Out 0
PROSHARES TR ULTRPRO DOW30 -127 Sold Out 0
PROSHARES TR II VIX STRMFUT ETF -125 Sold Out 0