UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

406 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CONNS INC COM -738 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -8 Sold Out 0
CONTROL4 CORP COM -15 Sold Out 0
CORDIA BANCORP INC COM -2 Sold Out 0
CORENERGY INFRASTRUCTURE TR IN COM -11 Sold Out 0
CREDIT SUISSE AG NASSAU BRH EXCH TRAD SPVXSP -9 Sold Out 0
CREDIT SUISSE NASSAU BRH EXCH NT LKD 20 -20 Sold Out 0
CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE -28 Sold Out 0
CROWN CASTLE INTL CORP CNV PFD STK SR A -3,526 Sold Out 0
CU BANCORP CALIF COM -24 Sold Out 0
CVD EQUIPMENT CORP COM -6 Sold Out 0
CYANOTECH CORP COM PAR $0.02 -3 Sold Out 0
CYREN LTD SHS -2 Sold Out 0
DAEGIS INC COM -12 Sold Out 0
DBX ETF TR DX TRACKR GERMN -15 Sold Out 0
DELTA APPAREL INC COM -18 Sold Out 0
DENALI FD INC COM -14 Sold Out 0
DEUTSCHE BK AG LDN BRH PS AGRI LG ETN -6 Sold Out 0
DEUTSCHE BK AG LONDON ELE MORN TTL22 -1 Sold Out 0
DEUTSCHE BK AG LONDON BRH PS CR OIL SH ETN -11 Sold Out 0