UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

389 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENVEO INC COM -12 Sold Out 0
CHASE CORP COM -9 Sold Out 0
CHICOPEE BANCORP INC COM -9 Sold Out 0
CHINA AUTO LOGISTICS INC COM NEW -10 Sold Out 0
CHINA COML CR INC COM -11 Sold Out 0
CHINA INFORMATION TECHNOLOGY COM -12 Sold Out 0
CHINA MARINE FOOD GROUP LTD COM Sold Out 0
CHINA NATURAL RESOURCES INC COM -2 Sold Out 0
CHINA TECHFAITH WIRLS COMM TEC SPONSORED ADR -7 Sold Out 0
CHINA XD PLASTICS CO LTD COM -9 Sold Out 0
CHINA YIDA HOLDINGS CO COM PAR $0.0001 -3 Sold Out 0
CHRISTOPHER & BANKS CORP COM -35 Sold Out 0
CIFC CORP COM -12 Sold Out 0
CITIZENS CMNTY BANCORP INC MD COM -23 Sold Out 0
CLAUDE RES INC COM -9 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR WILSHIRE MCRO CP -15 Sold Out 0
CODEXIS INC COM -4 Sold Out 0
COLUMBIA ETF TR INTRM MUBD ETF -38 Sold Out 0
COMBIMATRIX CORPORATION COM NEW -17 Sold Out 0
COMPANIA CERVECERIAS UNIDAS SA RT PUR ADS -7 Sold Out 0