UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,463

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.73%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.17%
Energy 9%
Financial 42.89%
Healthcare 6.78%
Services 9.88%
Technology 11.07%
Transportation 1.47%
Utilities 4.99%

406 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CENTRAL PAC FINL CORP COM NEW -23 Sold Out 0
CERAGON NETWORKS LTD ORD Sold Out 0
CERES INC COM -46 Sold Out 0
CHEMUNG FINL CORP COM -20 Sold Out 0
CHEVIOT FINL CORP NEW COM -5 Sold Out 0
CHINA BAK BATTERY INC COM NEW -16 Sold Out 0
CHINA CORD BLOOD CORP SHS -23 Sold Out 0
CHINA HYDROELECTRIC CORPORATN WT EXP 012514 Sold Out 0
CHINA METRO-RURAL HLDGS LTD SHS -3 Sold Out 0
CHINA PHARMA HLDGS INC COM Sold Out 0
CHINA ZENIX AUTO INTL LTD ADS -4 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG ENH CRE BN -90 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 -187 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR WLSHR US REIT -22 Sold Out 0
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 -3,789 Sold Out 0
CLEARSIGN COMBUSTION CORP COM -1 Sold Out 0
COLONY BANKCORP INC COM -11 Sold Out 0
COMPX INTERNATIONAL INC CL A -8 Sold Out 0
COMSTOCK HLDG COS INC CL A -1 Sold Out 0
CONATUS PHARMACEUTICALS INC COM Sold Out 0