UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,812
New Positions 472
Increased Positions 3,682
Decreased Positions 2,959
Positions with Activity 6,641
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,610

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.12%
Capital Goods 2.79%
Conglomerates 0.13%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.61%
Energy 7.67%
Financial 42.72%
Healthcare 6.69%
Services 12.07%
Technology 10.58%
Transportation 1.61%
Utilities 5.1%

383 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CASTLE BRANDS INC COM -2 Sold Out 0
CATALYST PHARM PARTNERS INC COM -103 Sold Out 0
CELATOR PHARMACEUTICALS INC COM -9 Sold Out 0
CELGENE CORP CONTIN VAL RT -5 Sold Out 0
CELLADON CORP COM -1 Sold Out 0
CENTURY CASINOS INC COM -220 Sold Out 0
CHANTICLEER HLDGS INC WT EXP 061117 -1 Sold Out 0
CHARM COMMUNICATIONS INC ADR SHS CL A -2 Sold Out 0
CHEMBIO DIAGNOSTICS INC COM NEW -1 Sold Out 0
CHINA BIOLOGIC PRODS INC COM -63 Sold Out 0
CHINA GENGSHENG MINERALS INC COM Sold Out 0
CHINA HGS REAL ESTATE INC COM -7 Sold Out 0
CHINA NATURAL RESOURCES INC COM -5 Sold Out 0
CHINA PRECISION STEEL INC COM NEW -3 Sold Out 0
CHINANET ONLINE HLDGS INC COM -1 Sold Out 0
CIFC CORP COM -11 Sold Out 0
CLICKSOFTWARE TECHNOLOGIES LTD ORD -7 Sold Out 0
COLDWATER CREEK INC COM NEW Sold Out 0
COLLABRX INC COM -5 Sold Out 0
COMBIMATRIX CORPORATION WT NEW 050114 Sold Out 0