UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,507
Decreased Positions 3,130
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,867

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.74%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.19%
Energy 9.02%
Financial 42.89%
Healthcare 6.78%
Services 9.87%
Technology 11.08%
Transportation 1.47%
Utilities 5%

406 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIOFUEL ENERGY CORP COM NEW -24 Sold Out 0
BIOLASE INC COM -8 Sold Out 0
BLUELINX HLDGS INC COM -4 Sold Out 0
BLYTH INC COM NEW -2 Sold Out 0
BOOKS-A-MILLION INC COM -1 Sold Out 0
BOSTON PRIVATE FINL HLDGS INC WT EXP 112118 -3 Sold Out 0
BRASILAGRO BRAZILIAN AGRIC REA SPONSORED ADR -1 Sold Out 0
BRIDGELINE DIGITAL INC COM -3 Sold Out 0
BURCON NUTRASCIENCE CORP COM -3 Sold Out 0
C & F FINL CORP COM -40 Sold Out 0
CADIZ INC COM NEW -6 Sold Out 0
CALLIDUS SOFTWARE INC COM -93 Sold Out 0
CAMBIUM LEARNING GRP INC COM -1 Sold Out 0
CARDIUM THERAPEUTICS INC COM NEW Sold Out 0
CARROLS RESTAURANT GROUP INC COM -3 Sold Out 0
CASCADE MICROTECH INC COM -12 Sold Out 0
CASH STORE FINL SVCS INC COM Sold Out 0
CATO CORP NEW CL A -37 Sold Out 0
CENTERSTATE BANKS INC COM -28 Sold Out 0
CENTRAL FED CORP COM NEW -5 Sold Out 0