UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

389 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WISDOMTREE TR TTL EARNING FD -39 Sold Out 0
XTL BIOPHARMACEUTICALS LTD SPONSORED ADR NE -1 Sold Out 0
YUME INC COM -3 Sold Out 0
ZALE CORP NEW COM -342 Sold Out 0
ZBB ENERGY CORPORATION COM NEW -5 Sold Out 0
ZIONS BANCORPORATION WT EXP 111418 -10 Sold Out 0
ZOGENIX INC COM -90 Sold Out 0
ZOOM TECHNOLOGIES INC COM PAR $0.01 -3 Sold Out 0
ZUOAN FASHION LTD SPONSORED ADR -6 Sold Out 0