UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,811
New Positions 472
Increased Positions 3,682
Decreased Positions 2,958
Positions with Activity 6,640
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,938

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.1%
Capital Goods 2.82%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.61%
Energy 7.63%
Financial 42.66%
Healthcare 6.73%
Services 12.06%
Technology 10.6%
Transportation 1.62%
Utilities 5.13%

383 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALPS ETF TR US EQTHIVOLPT WR -4,035 Sold Out 0
ALPS ETF TR VELOSH RUSSSEL -1 Sold Out 0
ALPS ETF TR VELOSH TAIL RISK -6 Sold Out 0
ALPS ETF TR GLB COMMOD EQTY -9 Sold Out 0
ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 -10 Sold Out 0
ALTO PALERMO S A SPONSORED ADR -13 Sold Out 0
AMBIT BIOSCIENCES CORP COM -234 Sold Out 0
AMBOW ED HLDG LTD ADR REPSTG CL A -1 Sold Out 0
AMERICAN DG ENERGY INC COM -2 Sold Out 0
AMERICAN ELECTRIC TECH INC COM -18 Sold Out 0
AMERICAN LORAIN CORP COM -12 Sold Out 0
ANADIGICS INC COM -2 Sold Out 0
APRICUS BIOSCIENCES INC COM -2 Sold Out 0
AQUINOX PHARMACEUTICALS INC COM -7 Sold Out 0
ARK RESTAURANTS CORP COM -24 Sold Out 0
ARRHYTHMIA RESH TECHNOLOGY INC COM PAR $0.01 -8 Sold Out 0
ASCENT SOLAR TECHNOLOGIES INC COM NEW -8 Sold Out 0
ASIA PACIFIC WIRE & CABLE CORP ORD -3 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -37 Sold Out 0
ASTA FDG INC COM Sold Out 0