UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,810
New Positions 472
Increased Positions 3,683
Decreased Positions 2,956
Positions with Activity 6,639
Sold Out Positions 382
Total Mkt Value (in $ millions) 105,027

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 2.8%
Conglomerates 0.13%
Consumer Cyclical 2.25%
Consumer/Non-Cyclical 4.66%
Energy 7.59%
Financial 42.6%
Healthcare 6.78%
Services 12.02%
Technology 10.63%
Transportation 1.62%
Utilities 5.18%

382 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INDIA GLOBALIZATION CAP INC COM NEW -2 Sold Out 0
INFINITY CROSS BORDER ACQUISIT UNIT EX 000016 -23 Sold Out 0
INOGEN INC COM -22 Sold Out 0
INSTITUTIONAL FINL MKTS INC COM -3 Sold Out 0
INTEGRATED SILICON SOLUTION COM -136 Sold Out 0
INTERSECTIONS INC COM -29 Sold Out 0
INTERVEST BANCSHARES CORP COM -15 Sold Out 0
INTEST CORP COM -43 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -27 Sold Out 0
ISHARES EX US TEL SV ETF -5 Sold Out 0
ISHARES EXUS INFRTEC ETF -43 Sold Out 0
ISHARES EX USCSM STL ETF -42 Sold Out 0
ISHARES EX U.S. ENER ETF -44 Sold Out 0
ISHARES TRGT DT 2020 ETF -43 Sold Out 0
ISHARES GLB ENR PROD ETF -1 Sold Out 0
ISHARES EX U.S. INDS ETF -7 Sold Out 0
ISHARES EX USCSM DSC ETF -45 Sold Out 0
ISHARES MSCI ACWI FN ETF -30 Sold Out 0
ISHARES EX US MATLS ETF -7 Sold Out 0
ISHARES TRGT DT 2015 ETF -30 Sold Out 0