UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,820
New Positions 472
Increased Positions 3,687
Decreased Positions 2,962
Positions with Activity 6,649
Sold Out Positions 383
Total Mkt Value (in $ millions) 107,208

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.14%
Capital Goods 2.79%
Conglomerates 0.13%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.57%
Energy 7.84%
Financial 42.69%
Healthcare 6.54%
Services 12.23%
Technology 10.48%
Transportation 1.57%
Utilities 5.1%

383 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
22ND CENTY GROUP INC COM -125 Sold Out 0
500 COM LTD SPON ADR REP A -27 Sold Out 0
ABERDEEN LATIN AMER EQTY FD COM -27 Sold Out 0
ACCRETIVE HEALTH INC COM -108 Sold Out 0
ACHAOGEN INC COM -66 Sold Out 0
ACORN INTL INC SPON ADR -3 Sold Out 0
ADVISORSHARES TR ADVISR GLBECHO -14 Sold Out 0
ADVISORSHARES TR STAR GLOB BUYW -10 Sold Out 0
ADVISORSHARES TR MEIDELL TCT AD -5 Sold Out 0
ADVISORSHARES TR GARTMAN GL/BRI -4 Sold Out 0
ADVISORSHARES TR ADVISORSHS EQPRO -1 Sold Out 0
ADVISORSHARES TR MADRONA GLB BD -81 Sold Out 0
ADVISORSHARES TR ADVSHS YLD ETF -1 Sold Out 0
AERIE PHARMACEUTICALS INC COM -13 Sold Out 0
AETRIUM INC COM NEW -9 Sold Out 0
AIR INDS GROUP INC COM NEW -18 Sold Out 0
AIR T INC COM -15 Sold Out 0
AKERS BIOSCIENCES INC COM -4 Sold Out 0
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 -3 Sold Out 0
ALPHA PRO TECH LTD COM -2 Sold Out 0