UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,819
New Positions 472
Increased Positions 3,687
Decreased Positions 2,961
Positions with Activity 6,648
Sold Out Positions 383
Total Mkt Value (in $ millions) 107,324

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.14%
Capital Goods 2.8%
Conglomerates 0.13%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.57%
Energy 7.82%
Financial 42.71%
Healthcare 6.55%
Services 12.24%
Technology 10.5%
Transportation 1.57%
Utilities 5.04%

472 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
MIDWAY GOLD CORP COM New 1
READING INTERNATIONAL INC CL B New 1
EDUCATION MGMT CORP NEW COM New 16
DBX ETF TR DX TRACKR GERMN New 3
SOLITARIO EXPL & RTY CORP COM New 116
BORDERFREE INC COM New 13
AOXING PHARMACEUTICAL CO INC COM New 669
IRIDIUM COMMUNICATIONS INC WT EXP 021415 New 400
CRUMBS BAKE SHOP INC COM New 3,267
URANIUM RES INC COM PAR$0.001NEW New 100
VRINGO INC WT EXP 062115 New 2,616
AMBIENT CORP COM NEW New 3,598
GLORI ENERGY INC WT EXP 041419 New 372
NORTEL INVERSORA S A SPON ADR PFD B New 20
RESOLUTE ENERGY CORP WT EXP 092514 New 28,280
TELIK INC COM NEW New 428
TRANS WORLD ENTMT CORP COM New 140
RIT TECHNOLOGIES LTD WT EXP 120118 New 1,700
YUME INC COM 1 1 New 96
AMERICAN SPECTRUM REALTY INC COM NEW 1 1 New 321