UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,904
New Positions 513
Increased Positions 3,804
Decreased Positions 2,930
Positions with Activity 6,734
Sold Out Positions 374
Total Mkt Value (in $ millions) 110,004

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.97%
Capital Goods 2.88%
Conglomerates 0.13%
Consumer Cyclical 2.56%
Consumer/Non-Cyclical 5%
Energy 6.05%
Financial 42.09%
Healthcare 7.74%
Services 11.23%
Technology 10.84%
Transportation 1.88%
Utilities 5.2%

513 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
IMMUNE PHARMACEUTICALS INC COM New 1
CAN-FITE BIOPHARMA LTD SPONSORED ADR New 20
MARKET VECTORS ETF TR MSCI IN QLT DI New 2
1347 CAP CORP RT EXP 072116 New 300
RICEBRAN TECHNOLOGIES WT EXP 121818 New 98
ISHARES TR TRGT DT 2045 ETF New 3
XG TECHNOLOGY INC WT EXP 032618 New 287
AURINIA PHARMACEUTICALS INC COM New 40
WILHELMINA INTL INC COM NEW New 30
MORGAN STANLEY CUSHNG MLP ETN New 12
ROYAL BK OF SCOTLAND PLC ROGR ENH ENERG New 10
SILVER BULL RES INC COM New 2,079
INTEST CORP COM New 75
VIGGLE INC COM NEW New 100
HAYNES INTERNATIONAL INC COM NEW New 8
BIRKS GROUP INC CL A COM New 250
ROI ACQUISITION CORP II COM New 50
BIOAMBER INC WT EXP 050917 1 1 New 400
WIRELESS TELECOM GROUP INC COM 1 1 New 203
REVETT MNG CO COM NEW 1 1 New 751