UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,770
New Positions 463
Increased Positions 3,506
Decreased Positions 3,132
Positions with Activity 6,638
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,725

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.19%
Energy 9.02%
Financial 42.8%
Healthcare 6.77%
Services 9.88%
Technology 11.1%
Transportation 1.48%
Utilities 5.01%

463 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR 0-5YR HI YL CP 146 146 New 2,900
UBS AG LONDON BRH 2X LEV LNG LKD 48 48 New 1,800
UBS AG JERSEY BRANCH 2XMN ALR MLP INF 62 62 New 900
CREDIT SUISSE NASSAU BRH 3X INVERS SILV 63 63 New 1,698
FIRST CTZNS BANC CORP 6.50% PFD SER B 1 1 New 37
VIMICRO INTL CORP ADR 8 8 New 2,717
CHARM COMMUNICATIONS INC ADR SHS CL A 2 2 New 373
GW PHARMACEUTICALS PLC ADS 572 572 New 6,479
ADVISORSHARES TR ADVISR GLBECHO 14 14 New 225
ADVISORSHARES TR ADVSHS YLD ETF 2 2 New 60
FIRST TR EXCH TRD ALPHA FD II ASIA EX JAPAN 17 17 New 546
WISDOMTREE TR BLMBRG FL TRFD 8 8 New 301
ADVISORSHARES TR BNY GRWTH ADR 49 49 New 1,264
KRANESHARES TR BOSERA MSCI CH 12 12 New 400
WEST BANCORPORATION INC CAP STK 97 97 New 6,837
FIRST TR EXCH TRD ALPHA FD II CHINA ALPHADEX 9 9 New 398
ROYAL BK OF SCOTLAND PLC CHINA TRNDP ETF 10 10 New 335
MARKET VECTORS ETF TR CHINAAMC A S ETF 43 43 New 1,492
1 800 FLOWERS COM CL A 32 32 New 5,959
AVALON HLDGS CORP CL A 7 7 New 1,511