UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,897
New Positions 513
Increased Positions 3,800
Decreased Positions 2,927
Positions with Activity 6,727
Sold Out Positions 372
Total Mkt Value (in $ millions) 110,749

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.98%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.03%
Energy 6.14%
Financial 41.93%
Healthcare 7.47%
Services 11.3%
Technology 10.92%
Transportation 1.9%
Utilities 5.28%

513 New Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 6,099 6,099 New 300,000
CLAYMORE EXCHANGE TRD FD TR 2024 CORP BOND 6,130 6,130 New 300,100
FX ENERGY INC 9.25% PFD SER B 5 5 New 268
TARENA INTL INC ADR 5 5 New 445
ADVISORSHARES TR ADVISR GLBECHO 18 18 New 286
TEUCRIUM COMMODITY TR AGRICULTURE FD 28 28 New 936
UBS AG JERSEY BRH ALERIAN INFRST 119 119 New 2,922
DBX ETF TR ALL CHINA EQT 1 1 New 38
ARROW ETF TR ARROW DJ GLB YLD 59 59 New 2,449
FIRST TR EXCH TRD ALPHA FD II ASIA EX JAPAN 351 351 New 12,573
ADVISORSHARES TR ATHENA HGH DIV 15 15 New 717
SPDR SER TR BARC 1-10YRTIP 33 33 New 1,724
SPDR SER TR BARCLAYS 0-5YR 35 35 New 1,799
WISDOMTREE TR BARCLAYS ZERO 5 5 New 110
DIREXION SHS ETF TR BAS MAT BULL3X 11 11 New 168
ROYAL BK OF SCOTLAND PLC BIG PHARMA ETN 78 78 New 1,460
FIRST TR EXCH TRD ALPHA FD II BRAZIL ALPHA 22 22 New 1,461
CAMBRIA ETF TR CAMBRIA FGN SHR 28 28 New 1,207
BEASLEY BROADCAST GROUP INC CL A 15 15 New 2,934
CATO CORP NEW CL A 1,515 1,515 New 36,811


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