UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

571 New Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BARCLAYS BK PLC 10 YR TREAS BEAR 42 42 New 1,430
BARCLAYS BK PLC 2 YR TREAS BEAR 28 28 New 726
ISHARES TR 2018 CORP EX ETF 81 81 New 813
ISHARES TR 2020 CP TM ETF 5 5 New 49
ISHARES TR 2023 CORP EX ETF 6 6 New 60
BARCLAYS BK PLC 30 YR TREAS BEAR 42 42 New 1,349
PROSHARES TR 30YR TIPS/TSY 2 2 New 60
CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 2 2 New 31
DIREXION SHS ETF TR 7 10YR TRES BULL 45 45 New 1,187
LINKTONE LTD ADR 1 1 New 1,161
VOXELJET AG ADS 2,359 2,359 New 149,472
TEUCRIUM COMMODITY TR AGRICULTURE FD 3 3 New 72
GLOBAL X FDS ANDEAN 40 ETF 9 9 New 775
FIRST TR EXCH TRD ALPHA FD II AUSTRALIA ALPH 16 16 New 479
SPDR SER TR BARC 1-10YRTIP 5 5 New 244
BARCLAYS BK PLC BARC ETN EUR50 23 23 New 181
BARCLAYS BK PLC BARC YLD ETN LKD 152 152 New 1,251
PROSHARES TR BASIC MAT NEW 28 28 New 898
ROYAL BK OF SCOTLAND PLC BIG PHARMA ETN 11 11 New 248
GLOBAL X FDS CHINA INDL ETF 26 26 New 2,245