UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,772
New Positions 463
Increased Positions 3,508
Decreased Positions 3,132
Positions with Activity 6,640
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,448

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.78%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.25%
Energy 8.97%
Financial 42.86%
Healthcare 6.76%
Services 9.93%
Technology 11.03%
Transportation 1.47%
Utilities 4.98%

463 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
1 800 FLOWERS COM CL A 33 33 New 5,959
22ND CENTY GROUP INC COM 110 110 New 41,377
ABENGOA SA SP ADR REP B 215 215 New 8,000
ACASTI PHARMA INC CL A SHS 2 2 New 2,414
ACHAOGEN INC COM 80 80 New 6,923
ADVANTEST CORP SPON ADR NEW 28 28 New 2,300
ADVISORSHARES TR BNY GRWTH ADR 49 49 New 1,264
ADVISORSHARES TR GARTMAN GL/BRI 4 4 New 300
ADVISORSHARES TR MEIDELL TCT AD 5 5 New 155
ADVISORSHARES TR ADVSHS YLD ETF 2 2 New 60
ADVISORSHARES TR MADRONA DOMESTIC 27 27 New 644
ADVISORSHARES TR ADVISR GLBECHO 14 14 New 225
AEROCENTURY CORP COM 20 20 New 1,230
AETRIUM INC COM NEW 8 8 New 1,628
AIR INDS GROUP INC COM NEW 18 18 New 1,767
AKERS BIOSCIENCES INC COM 5 5 New 1,194
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 4 4 New 126
ALLIQUA INC COM NEW 6 6 New 1,087
ALPHA PRO TECH LTD COM 2 2 New 725
ALPS ETF TR VELOSH TAIL RISK 6 6 New 200