UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2013

Position Statistics:

Total Positions 6,582
New Positions 470
Increased Positions 3,028
Decreased Positions 3,408
Positions with Activity 6,436
Sold Out Positions 480
Total Mkt Value
(in $ millions)
68,365

Sector Weighting

Basic Materials 2.7%
Capital Goods 2.84%
Conglomerates 0.09%
Consumer Cyclical 1.93%
Consumer/Non-Cyclical 6.17%
Energy 8.26%
Financial 41.58%
Healthcare 7.29%
Services 10.53%
Technology 12.17%
Transportation 1.45%
Utilities 4.45%

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

470 New Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM 29 29 New 1,192
ACASTI PHARMA INC CL A SHS 11 11 New 4,026
ACME UTD CORP COM 13 13 New 978
ACORN INTL INC SPON ADR 1 1 New 209
ACTIVE POWER INC COM NEW 251 251 New 58,971
ADCARE HEALTH SYSTEMS INC COM NEW 6 6 New 1,212
ADEPT TECHNOLOGY INC COM NEW 116 116 New 31,888
ADVISORSHARES TR BNY GRWTH ADR 22 22 New 638
ADVISORSHARES TR MADRONA DOMESTIC 24 24 New 739
ADVISORSHARES TR STAR GLOB BUYW 2 2 New 70
AEROCENTURY CORP COM 5 5 New 288
AETERNA ZENTARIS INC COM NEW 21 21 New 11,244
AIR T INC COM 8 8 New 754
AIRMEDIA GROUP INC SPONSORED ADR 2 2 New 846
ALAMOS GOLD INC COM 2,596 2,596 New 196,812
ALEXCO RESOURCE CORP COM 14 14 New 11,820
ALLIANCE HEALTHCARE SRVCS INC COM PAR $0.01 6 6 New 388
ALON USA PARTNERS LP UT LTDPART INT 42 42 New 1,630
ALPHA & OMEGA SEMICONDUCTOR LT SHS 10 10 New 1,241
ALTO PALERMO S A SPONSORED ADR 8 8 New 516