UBS AG
BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 6,582 |
| New Positions | 470 |
| Increased Positions | 3,028 |
| Decreased Positions | 3,408 |
| Positions with Activity | 6,436 |
| Sold Out Positions | 480 |
| Total Mkt Value (in $ millions) |
68,365 |
Sector Weighting
| Basic Materials | 2.7% |
| Capital Goods | 2.84% |
| Conglomerates | 0.09% |
| Consumer Cyclical | 1.93% |
| Consumer/Non-Cyclical | 6.17% |
| Energy | 8.26% |
| Financial | 41.58% |
| Healthcare | 7.29% |
| Services | 10.53% |
| Technology | 12.17% |
| Transportation | 1.45% |
| Utilities | 4.45% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
470 New Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) | Change in Value ($1,000s) | Change (%) |
Shares Held |
|---|---|---|---|---|---|
| ACACIA RESH CORP | ACACIA TCH COM | 29 | 29 | New | 1,192 |
| ACASTI PHARMA INC | CL A SHS | 11 | 11 | New | 4,026 |
| ACME UTD CORP | COM | 13 | 13 | New | 978 |
| ACORN INTL INC | SPON ADR | 1 | 1 | New | 209 |
| ACTIVE POWER INC | COM NEW | 251 | 251 | New | 58,971 |
| ADCARE HEALTH SYSTEMS INC | COM NEW | 6 | 6 | New | 1,212 |
| ADEPT TECHNOLOGY INC | COM NEW | 116 | 116 | New | 31,888 |
| ADVISORSHARES TR | BNY GRWTH ADR | 22 | 22 | New | 638 |
| ADVISORSHARES TR | MADRONA DOMESTIC | 24 | 24 | New | 739 |
| ADVISORSHARES TR | STAR GLOB BUYW | 2 | 2 | New | 70 |
| AEROCENTURY CORP | COM | 5 | 5 | New | 288 |
| AETERNA ZENTARIS INC | COM NEW | 21 | 21 | New | 11,244 |
| AIR T INC | COM | 8 | 8 | New | 754 |
| AIRMEDIA GROUP INC | SPONSORED ADR | 2 | 2 | New | 846 |
| ALAMOS GOLD INC | COM | 2,596 | 2,596 | New | 196,812 |
| ALEXCO RESOURCE CORP | COM | 14 | 14 | New | 11,820 |
| ALLIANCE HEALTHCARE SRVCS INC | COM PAR $0.01 | 6 | 6 | New | 388 |
| ALON USA PARTNERS LP | UT LTDPART INT | 42 | 42 | New | 1,630 |
| ALPHA & OMEGA SEMICONDUCTOR LT | SHS | 10 | 10 | New | 1,241 |
| ALTO PALERMO S A | SPONSORED ADR | 8 | 8 | New | 516 |
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