UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

571 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
500 COM LTD SPON ADR REP A 42 42 New 1,149
58 COM INC SPON ADR REP A 198 198 New 4,591
ACNB CORP COM 5 5 New 257
ACTIVE POWER INC COM NEW 28 28 New 9,219
ADAMIS PHARMACEUTICALS CORP COM NEW New 1
ADCARE HEALTH SYSTEMS INC COM NEW 2 2 New 556
ADVAXIS INC WT EXP 071518 New 400
ADVAXIS INC COM NEW 8 8 New 2,812
ADVISORSHARES TR STAR GLOB BUYW 11 11 New 441
ADVISORSHARES TR NEWFLT MULSINC 110 110 New 2,199
ADVISORSHARES TR INTL BEAR ETF 18 18 New 810
ADVISORSHARES TR MADRONA GLB BD 90 90 New 3,492
AERIE PHARMACEUTICALS INC COM 15 15 New 1,000
ALAMO GROUP INC COM 51 51 New 892
ALCOBRA LTD SHS 14 14 New 896
AMERIANA BANCORP COM 20 20 New 1,375
AMERICAN AIRLS GROUP INC COM 23,737 23,737 New 670,542
AMERICAN EAGLE ENERGY CORP COM NEW 6 6 New 833
AMERICAN INDEPENDENCE CORP COM NEW 9 9 New 806
AMPIO PHARMACEUTICALS INC COM 3 3 New 500