UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,897
New Positions 513
Increased Positions 3,800
Decreased Positions 2,927
Positions with Activity 6,727
Sold Out Positions 372
Total Mkt Value (in $ millions) 110,749

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.98%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.03%
Energy 6.14%
Financial 41.93%
Healthcare 7.47%
Services 11.3%
Technology 10.92%
Transportation 1.9%
Utilities 5.28%

513 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
1347 CAP CORP COM 1 1 New 100
1347 CAP CORP RT EXP 072116 New 300
1347 CAP CORP UN 1COM 1RT 1WT 35 35 New 3,466
500 COM LTD SPON ADR REP A 2,458 2,458 New 124,760
A10 NETWORKS INC COM 3 3 New 732
ACHAOGEN INC COM 13 13 New 1,036
ACORN INTL INC SPON ADR 3 3 New 1,895
ACURA PHARMACEUTICALS INC COM NEW 1 1 New 2,813
ADVANCED DRAIN SYS INC DEL COM 2 2 New 100
ADVISORSHARES TR ADVISR GLBECHO 18 18 New 286
ADVISORSHARES TR ATHENA HGH DIV 15 15 New 717
ADVISORSHARES TR SAGE CORE ETF 335 335 New 3,375
ADVISORSHARES TR MEIDELL TCT AD 23 23 New 767
AEMETIS INC COM NEW 6 6 New 890
AEROHIVE NETWORKS INC COM 161 161 New 33,500
AFFIMED N V COM 16 16 New 2,577
AIR INDS GROUP COM NEW 9 9 New 930
AIR T INC COM 5 5 New 219
AKERS BIOSCIENCES INC COM 2 2 New 672
ALDEYRA THERAPEUTICS INC COM 7 7 New 921


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