UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,799
New Positions 471
Increased Positions 3,679
Decreased Positions 2,950
Positions with Activity 6,629
Sold Out Positions 382
Total Mkt Value (in $ millions) 102,799

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.06%
Capital Goods 2.78%
Conglomerates 0.13%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 4.75%
Energy 7.24%
Financial 42.85%
Healthcare 6.75%
Services 12.12%
Technology 10.51%
Transportation 1.67%
Utilities 5.25%

471 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR ULTRA SH DOW30 63 63 New 2,390
CONNS INC COM 62 62 New 2,000
WESTBURY BANCORP INC COM 62 62 New 4,142
DICERNA PHARMACEUTICALS INC COM 62 62 New 6,536
BARCLAYS BK PLC IPT COFFEE ETN 62 62 New 2,494
PTC THERAPEUTICS INC COM 61 61 New 1,598
KEYCORP NEW PFD 7.75% SR A 60 60 New 468
ALPS ETF TR RIVRFRNT STR INC 60 60 New 2,396
CONTROLADORA VUELA CIA DE AVIA SPON ADR RP 10 59 59 New 7,645
ENTEROMEDICS INC COM NEW 58 58 New 51,263
CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 58 58 New 1,472
ULTRAGENYX PHARMACEUTICAL INC COM 58 58 New 1,232
CHICOPEE BANCORP INC COM 58 58 New 4,136
PROSHARES TR BASIC MAT NEW 56 56 New 1,866
BARCLAYS BK PLC IPT NICKEL ETN 55 55 New 2,046
LHC GROUP INC COM 55 55 New 2,303
BRAVO BRIO RESTAURANT GROUP IN COM 55 55 New 4,170
FIRST TR EXCNGE TRD ALPHADEX SML CAP VAL AL 54 54 New 1,805
DIREXION SHS ETF TR DLY EMKT 3X NEW 54 54 New 1,501
BARCLAYS BK PLC US TRES FLATT 53 53 New 885