UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,819
New Positions 472
Increased Positions 3,687
Decreased Positions 2,961
Positions with Activity 6,648
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,643

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.15%
Capital Goods 2.8%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.57%
Energy 7.77%
Financial 42.66%
Healthcare 6.51%
Services 12.28%
Technology 10.57%
Transportation 1.58%
Utilities 5.05%

472 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR PSHS ULTRA O&G 236 236 New 2,852
SSGA ACTIVE ETF TR ULT SHT TRM BD 215 215 New 5,349
PROSHARES TR II ULSHT BLOOMB OIL 213 213 New 7,093
PROSHARES TR ULTRPRO S&P500 191 191 New 1,588
QUOTIENT LTD SHS 187 187 New 21,148
RINGCENTRAL INC CL A 181 181 New 13,632
PAYLOCITY HLDG CORP COM 178 178 New 7,738
DORIAN LPG LTD SHS USD 175 175 New 8,900
PROSHARES TR PSHS ULT MCAP400 175 175 New 2,470
INNERWORKINGS INC COM 172 172 New 20,184
ESSENT GROUP LTD COM 168 168 New 7,984
PROSHARES TR PSHS ULTRA DOW30 158 158 New 1,285
PEOPLES FINL SVCS CORP COM 145 145 New 2,928
CU BANCORP CALIF COM 145 145 New 7,882
GLOBALSTAR INC COM 133 133 New 32,941
GRUBHUB INC COM 127 127 New 2,965
UNITED DEV FDG IV COM 117 117 New 6,205
HIGHLAND FDS I HI LD IBOXX SRLN 109 109 New 5,544
JGWPT HLDGS INC CL A 107 107 New 7,896
WISDOMTREE TR JAPAN HDG FINL 105 105 New 4,200