UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,810
New Positions 472
Increased Positions 3,683
Decreased Positions 2,956
Positions with Activity 6,639
Sold Out Positions 382
Total Mkt Value (in $ millions) 105,027

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.09%
Capital Goods 2.8%
Conglomerates 0.13%
Consumer Cyclical 2.25%
Consumer/Non-Cyclical 4.66%
Energy 7.59%
Financial 42.6%
Healthcare 6.78%
Services 12.02%
Technology 10.63%
Transportation 1.62%
Utilities 5.18%

472 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EGA EMERGING GLOBAL SHS TR BLUE CHIP ETF 2 2 New 87
EURO TECH HOLDINGS CO LTD SHS NEW 2 2 New 411
GRAY TELEVISION INC COM 2 2 New 200
COMPX INTERNATIONAL INC CL A 2 2 New 149
MRV COMMUNICATIONS INC COM NEW 2 2 New 120
ADVISORSHARES TR GARTMAN GD/YEN 2 2 New 118
BROADWAY FINL CORP DEL COM 1 1 New 935
TROVAGENE INC WT EXP 123117 1 1 New 430
UNITED STS COMMODITY IDX FDTR CM REP COPP FD 1 1 New 63
CYANOTECH CORP COM PAR $0.02 1 1 New 276
CHINA PHARMA HLDGS INC COM 1 1 New 5,100
WHEELER REAL ESTATE INVT TR WT EXP 042919 1 1 New 3,440
NUVEEN CALIF MUNICPAL VALU FD2 COM 1 1 New 78
NETSOL TECHNOLOGIES INC COM PAR $.001 1 1 New 340
AGILE THERAPEUTICS INC COM 1 1 New 157
QUALSTAR CORP COM 1 1 New 989
SYNERGY PHARMACEUTICALS DEL WT EXP 120616 1 1 New 1,309
CHICAGO RIVET & MACH CO COM 1 1 New 35
CREDIT SUISSE NASSAU BRH LG CP GRTH ENH 1 1 New 10
FLEXIBLE SOLUTIONS INTL INC COM 1 1 New 787