UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 12/31/2013

Position Statistics

Total Positions 6,736
New Positions 571
Increased Positions 3,788
Decreased Positions 2,837
Positions with Activity 6,625
Sold Out Positions 389
Total Mkt Value (in $ millions) 85,132

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.34%
Capital Goods 3.03%
Conglomerates 0.14%
Consumer Cyclical 2.38%
Consumer/Non-Cyclical 5.66%
Energy 8.67%
Financial 41.8%
Healthcare 7.37%
Services 10.56%
Technology 10.47%
Transportation 1.55%
Utilities 4.99%

571 New Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DIREXION SHS ETF TR NAT GS BEAR 3X 5 5 New 356
SYNERGETICS USA INC COM 5 5 New 1,606
TEL INSTR ELECTRS CORP COM NEW 5 5 New 1,092
ROYAL BK OF SCOTLAND PLC ROGR ENH ENERG 5 5 New 200
OSSEN INNOVATION CO LTD SPONSORED ADR 5 5 New 5,071
WISDOMTREE TR UK HEDG EQT FD 5 5 New 202
MERGEWORTHRX CORP COM 5 5 New 625
SWEDISH EXPT CR CORP ELEMENT USETN22 5 5 New 440
ISHARES TR 2020 CP TM ETF 5 5 New 49
SUNTRUST BKS INC WT EXP 123118 5 5 New 525
GLOBUS MARITIME LIMITED NEW COM 5 5 New 1,400
INFINITY PHARMACEUTICALS INC COM 5 5 New 500
ISHARES TR MSCI EMK LAT ETF 5 5 New 116
CAPITOL ACQUISITION CORP II COM 5 5 New 500
POWERSHARES ACTIVE MNG ETF TR PWRSH CHI A PT 5 5 New 214
ACNB CORP COM 5 5 New 257
EQUUS TOTAL RETURN INC COM 5 5 New 2,330
SPDR SER TR BARC 1-10YRTIP 5 5 New 244
CUBIST PHARMACEUTICALS INC CONT VAL RT 13 5 5 New 7,526
PROSHARES TR ULSH RUSS2000 VL 5 5 New 79