UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,886
New Positions 514
Increased Positions 3,795
Decreased Positions 2,921
Positions with Activity 6,716
Sold Out Positions 370
Total Mkt Value (in $ millions) 110,191

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.95%
Capital Goods 2.9%
Conglomerates 0.13%
Consumer Cyclical 2.53%
Consumer/Non-Cyclical 5.07%
Energy 6.06%
Financial 41.83%
Healthcare 7.73%
Services 11.5%
Technology 10.71%
Transportation 1.87%
Utilities 5.28%

514 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MARINE PETE TR UNIT BEN INT 5 5 New 435
PORTER BANCORP INC COM 5 5 New 6,185
DELTA APPAREL INC COM 5 5 New 504
PINGTAN MARINE ENTERPRISE LTD SHS 5 5 New 1,788
CAMBIUM LEARNING GRP INC COM 5 5 New 1,840
QKL STORES INC COM PAR $0.001 5 5 New 2,023
IXYS CORP COM 5 5 New 396
MARKET VECTORS ETF TR INDONESA S CAP 5 5 New 332
ATLAS FINANCIAL HOLDINGS INC SHS NEW 5 5 New 268
NOVABAY PHARMACEUTICALS INC COM 5 5 New 7,420
BIOTA PHARMACEUTIALS INC COM 4 4 New 1,703
FX ENERGY INC 9.25% PFD SER B 4 4 New 268
PROSHARES TR ULTPRO SHT MDCP 4 4 New 125
SELECTICA INC COM NEW 4 4 New 902
PROSHARES TR PSHS ULT BASMATL 4 4 New 89
SUNSHINE BANCORP INC COM 4 4 New 346
TECNOGLASS INC SHS 4 4 New 423
BIO BLAST PHARMA LTD SHS 4 4 New 498
CELGENE CORP CONTIN VAL RT 4 4 New 1,290
AIR T INC COM 4 4 New 219