UBS AG
BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241
Report Date: 03/31/2013
Position Statistics:
| Total Positions | 6,599 |
| New Positions | 470 |
| Increased Positions | 3,036 |
| Decreased Positions | 3,417 |
| Positions with Activity | 6,453 |
| Sold Out Positions | 482 |
| Total Mkt Value (in $ millions) |
70,050 |
Sector Weighting
| Basic Materials | 2.71% |
| Capital Goods | 2.78% |
| Conglomerates | 0.09% |
| Consumer Cyclical | 1.88% |
| Consumer/Non-Cyclical | 6.54% |
| Energy | 8.3% |
| Financial | 41.4% |
| Healthcare | 7.19% |
| Services | 10.69% |
| Technology | 11.93% |
| Transportation | 1.44% |
| Utilities | 4.51% |
Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.
470 New Positions as of 03/31/2013
| Company | Class | Value of Shares ($1,000s) |
Change in Value ($1,000s) | Change (%) | Shares Held |
|---|---|---|---|---|---|
| NORWEGIAN CRUISE LINE HLDGS LT | SHS | 695 | 695 | New | 21,707 |
| BARCLAYS BANK PLC | ETN DJUBS ENRG37 | 615 | 615 | New | 33,901 |
| POWERSHARES ETF TR II | EM MRK LOW VOL | 512 | 512 | New | 17,242 |
| HOMEAWAY INC | COM | 425 | 425 | New | 13,693 |
| RUCKUS WIRELESS INC | COM | 414 | 414 | New | 32,284 |
| PROSHARES TR | ULTR 7-10 TREA | 349 | 349 | New | 6,130 |
| FIRST TR EXCHANGE TRADED FD II | AUTO INDEX FD | 348 | 348 | New | 9,501 |
| ASSISTED LIVING CONCPT NEV NEW | CL A NEW | 347 | 347 | New | 29,332 |
| GLOBAL X FDS | GLBL X MLP ETF | 339 | 339 | New | 20,682 |
| RYDEX ETF TRUST | GUG RUSS MCP EQL | 325 | 325 | New | 7,726 |
| PERFORMANT FINL CORP | COM | 318 | 318 | New | 31,501 |
| PROSHARES TR | PSHS ULTRUSS2000 | 291 | 291 | New | 4,634 |
| PROOFPOINT INC | COM | 284 | 284 | New | 15,017 |
| ACTIVE POWER INC | COM NEW | 259 | 259 | New | 58,971 |
| BABSON CAP GLB SHT DURHGH YLD | COM | 233 | 233 | New | 9,284 |
| SPROTT PHYSICAL PLAT PALLAD TS | UNIT | 231 | 231 | New | 25,000 |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 215 | 215 | New | 5,890 |
| TRI POINTE HOMES INC | COM | 203 | 203 | New | 11,275 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 203 | 203 | New | 7,500 |
| PRUDENTIAL GLB SHT DUR HG YLD | COM | 201 | 201 | New | 10,900 |
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