UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,897
New Positions 513
Increased Positions 3,800
Decreased Positions 2,927
Positions with Activity 6,727
Sold Out Positions 372
Total Mkt Value (in $ millions) 111,138

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.99%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.02%
Energy 6.11%
Financial 41.9%
Healthcare 7.51%
Services 11.3%
Technology 10.94%
Transportation 1.9%
Utilities 5.29%

513 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZELTIQ AESTHETICS INC COM 2,160 2,160 New 75,830
MARKIT LTD SHS 1,934 1,934 New 73,013
UNITED INS HLDGS CORP COM 1,581 1,581 New 74,806
CATO CORP NEW CL A 1,544 1,544 New 36,811
SYNCHRONY FINL COM 1,427 1,427 New 46,778
ZS PHARMA INC COM 1,154 1,154 New 26,467
FCB FINL HLDGS INC CL A 1,143 1,143 New 46,282
SERVICEMASTER GLOBAL HLDGS INC COM 1,139 1,139 New 41,987
MICHAELS COS INC COM 1,132 1,132 New 46,140
PROSHARES TR PSHS ULTRA QQQ 1,114 1,114 New 7,862
RAYONIER ADVANCED MATLS INC COM 870 870 New 38,838
KARYOPHARM THERAPEUTICS INC COM 614 614 New 15,962
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 549 549 New 35,977
CONTROL4 CORP COM 409 409 New 26,453
FIDELITY MSCI INFO TECH I 392 392 New 12,103
VERSARTIS INC COM 392 392 New 17,607
FIRST TR EXCH TRD ALPHA FD II ASIA EX JAPAN 354 354 New 12,573
ISHARES TR CORE DIV GRWTH 353 353 New 13,102
ADVISORSHARES TR SAGE CORE ETF 335 335 New 3,375
PERNIX THERAPEUTICS HLDGS INC COM 301 301 New 33,000