UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,768
New Positions 463
Increased Positions 3,508
Decreased Positions 3,128
Positions with Activity 6,636
Sold Out Positions 406
Total Mkt Value (in $ millions) 97,849

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.7%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.1%
Energy 8.91%
Financial 42.92%
Healthcare 6.86%
Services 10.02%
Technology 11.11%
Transportation 1.45%
Utilities 4.92%

463 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IDERA PHARMACEUTICALS INC COM NEW 461 461 New 174,699
RETROPHIN INC COM 421 421 New 37,966
LIFELOCK INC COM 416 416 New 29,727
NORTH ATLANTIC DRILLING LTD COM 403 403 New 41,928
DATAWATCH CORP COM NEW 390 390 New 28,052
CHC GROUP LTD SHS 330 330 New 46,136
TRADE STR RESIDENTIAL INC COM NEW 310 310 New 42,971
EXA CORP COM 236 236 New 25,242
LADDER CAP CORP CL A 231 231 New 12,830
ABENGOA SA SP ADR REP B 219 219 New 8,000
COUPONS COM INC COM 218 218 New 10,229
FLEXSHARES TR M STAR DEV MKT 208 208 New 3,157
TALMER BANCORP INC COM 205 205 New 15,429
DIAMONDBACK ENERGY INC COM 179 179 New 2,107
HUNTINGTON STRATEGY SHS ECOL STRAT ETF 177 177 New 5,008
PERCEPTRON INC COM 176 176 New 15,178
ISHARES TR TRS FLT RT BD 175 175 New 3,500
ESCALADE INC COM 170 170 New 10,530
OCERA THERAPEUTICS INC COM 157 157 New 27,437
GOLDMAN SACHS MLP INC OPP FD COM SHS 154 154 New 7,300