UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,769
New Positions 463
Increased Positions 3,508
Decreased Positions 3,129
Positions with Activity 6,637
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,431

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.31%
Capital Goods 2.72%
Conglomerates 0.14%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 5.16%
Energy 8.97%
Financial 42.89%
Healthcare 6.78%
Services 9.91%
Technology 11.09%
Transportation 1.46%
Utilities 5.02%

463 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MERIDIAN INTERSTAT BANCORP INC COM 7 7 New 291
AQUINOX PHARMACEUTICALS INC COM 7 7 New 916
FIRST INTERNET BANCORP COM 7 7 New 389
PROVIDENCE & WORCESTER RR CO COM 7 7 New 398
POWER REIT COM 7 7 New 778
HOME FED BANCORP INC LA NEW COM 7 7 New 368
CTI INDUSTRIES CORP COM NEW 7 7 New 1,562
CENVEO INC COM 7 7 New 2,000
FIRST FED NORTHN MICH BANCORP COM 7 7 New 1,123
CITIZENS CMNTY BANCORP INC MD COM 7 7 New 745
ESCALERA RES CO COM 7 7 New 2,837
AVALON HLDGS CORP CL A 7 7 New 1,511
NOVA LIFESTYLE INC COM 7 7 New 1,582
ISHARES EX U.S. INDS ETF 7 7 New 100
RF INDS LTD COM PAR $0.01 7 7 New 1,188
WIDEPOINT CORP COM 7 7 New 4,085
ISHARES EX US MATLS ETF 7 7 New 135
RIT TECHNOLOGIES LTD SHS 7 7 New 4,867
MICROFINANCIAL INC COM 6 6 New 846
AVINO SILVER & GOLD MINES LTD COM 6 6 New 2,922