UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 06/30/2014

Position Statistics

Total Positions 6,811
New Positions 472
Increased Positions 3,682
Decreased Positions 2,958
Positions with Activity 6,640
Sold Out Positions 383
Total Mkt Value (in $ millions) 106,938

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.1%
Capital Goods 2.82%
Conglomerates 0.13%
Consumer Cyclical 2.28%
Consumer/Non-Cyclical 4.61%
Energy 7.63%
Financial 42.66%
Healthcare 6.73%
Services 12.06%
Technology 10.6%
Transportation 1.62%
Utilities 5.13%

472 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIDELITY MSCI FINLS IDX 24 24 New 875
UNICO AMERN CORP COM 23 23 New 1,910
WET SEAL INC CL A 23 23 New 38,217
GLOBAL SOURCES LTD ORD 23 23 New 3,265
GLOBAL X FDS ANDEAN 40 ETF 23 23 New 2,059
CADIZ INC COM NEW 23 23 New 2,117
DIREXION SHS ETF TR DLY SEMICONDUCT 23 23 New 1,268
DIREXION SHS ETF TR DLY FTS BUL 3X 23 23 New 586
COFFEE HLDGS INC COM 23 23 New 3,871
EPR PPTYS PFD C CNV 5.75% 22 22 New 1,000
Q2 HLDGS INC COM 22 22 New 1,427
ALLIED MOTION TECHNOLOGIES INC COM 22 22 New 1,371
PROSHARES TR ULTRA MDCAP400 22 22 New 200
POWERSHARES ETF TR II S&P EMRGHIBETA 22 22 New 978
POWERSHARES ETF TR II S&P400 LOVL PT 21 21 New 700
AMERICAN NATL BANKSHARES INC COM 21 21 New 925
CVD EQUIPMENT CORP COM 21 21 New 1,604
INDEXIQ ETF TR US RL EST SMCP 21 21 New 814
DIREXION SHS ETF TR NAS100 EQL WGT 21 21 New 345
WOLVERINE BANCORP INC COM 21 21 New 912