UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,777
New Positions 463
Increased Positions 3,510
Decreased Positions 3,135
Positions with Activity 6,645
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,425

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.3%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 5.28%
Energy 9.02%
Financial 42.89%
Healthcare 6.82%
Services 9.94%
Technology 10.86%
Transportation 1.46%
Utilities 4.93%

463 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR MSCI USA QLT FAC 19,825 19,825 New 336,642
PERRIGO CO PLC SHS 10,576 10,576 New 71,428
PLATFORM SPECIALTY PRODS CORP COM 4,573 4,573 New 168,515
CRESCENT PT ENERGY CORP COM 4,403 4,403 New 102,763
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 2,806 2,806 New 142,292
PIMCO ETF TR LOW DURTN ETF 2,123 2,123 New 20,919
AMERICAN CAP SR FLOATING LTD COM 1,906 1,906 New 135,984
EP ENERGY CORP CL A 1,643 1,643 New 75,209
SANTANDER CONSUMER USA HDG INC COM 1,463 1,463 New 76,005
CM FIN INC COM 1,392 1,392 New 97,810
NAVIGATOR HOLDINGS LTD SHS 1,030 1,030 New 37,741
RING ENERGY INC COM 928 928 New 50,926
UNITED INS HLDGS CORP COM 737 737 New 45,125
RICE ENERGY INC COM 689 689 New 24,254
NATIONAL GEN HLDGS CORP COM 673 673 New 36,050
EXCHANGE TRADED CONCEPTS TR II HRZN S&P500 CV C 655 655 New 14,114
CHERRY HILL MTG INVT CORP COM 596 596 New 30,000
GW PHARMACEUTICALS PLC ADS 591 591 New 6,479
PAIN THERAPEUTICS INC COM 583 583 New 112,605
HERON THERAPEUTICS INC COM 536 536 New 52,176