UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 03/31/2014

Position Statistics

Total Positions 6,770
New Positions 463
Increased Positions 3,506
Decreased Positions 3,132
Positions with Activity 6,638
Sold Out Positions 406
Total Mkt Value (in $ millions) 98,725

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.29%
Capital Goods 2.79%
Conglomerates 0.14%
Consumer Cyclical 2.24%
Consumer/Non-Cyclical 5.19%
Energy 9.02%
Financial 42.8%
Healthcare 6.77%
Services 9.88%
Technology 11.1%
Transportation 1.48%
Utilities 5.01%

463 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ISHARES TR MSCI USA QLT FAC 19,879 19,879 New 336,642
PERRIGO CO PLC SHS 11,095 11,095 New 71,428
PLATFORM SPECIALTY PRODS CORP COM 4,462 4,462 New 168,515
CRESCENT PT ENERGY CORP COM 4,291 4,291 New 102,763
FIRST TR EXCHANGE TRADED FD VI DORSEY WRT 5 ETF 2,809 2,809 New 142,292
PIMCO ETF TR LOW DURTN ETF 2,121 2,121 New 20,919
AMERICAN CAP SR FLOATING LTD COM 1,904 1,904 New 135,984
EP ENERGY CORP CL A 1,609 1,609 New 75,209
SANTANDER CONSUMER USA HDG INC COM 1,516 1,516 New 76,005
CM FIN INC COM 1,407 1,407 New 97,810
NAVIGATOR HOLDINGS LTD SHS 1,094 1,094 New 37,741
RING ENERGY INC COM 942 942 New 50,926
UNITED INS HLDGS CORP COM 765 765 New 45,125
NATIONAL GEN HLDGS CORP COM 664 664 New 36,050
EXCHANGE TRADED CONCEPTS TR II HRZN S&P500 CV C 659 659 New 14,114
RICE ENERGY INC COM 628 628 New 24,254
CHERRY HILL MTG INVT CORP COM 602 602 New 30,000
GW PHARMACEUTICALS PLC ADS 572 572 New 6,479
PAIN THERAPEUTICS INC COM 541 541 New 112,605
HERON THERAPEUTICS INC COM 487 487 New 52,176