UBS AG Information

BAHNHOFSTRASSE 45, ZURICH, , CH 8001, (203) 719-5241

Report Date: 09/30/2014

Position Statistics

Total Positions 6,897
New Positions 513
Increased Positions 3,800
Decreased Positions 2,927
Positions with Activity 6,727
Sold Out Positions 372
Total Mkt Value (in $ millions) 110,708

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.98%
Capital Goods 2.91%
Conglomerates 0.13%
Consumer Cyclical 2.57%
Consumer/Non-Cyclical 5.04%
Energy 6.17%
Financial 41.95%
Healthcare 7.41%
Services 11.32%
Technology 10.93%
Transportation 1.9%
Utilities 5.25%

6,897 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPDR S&P 500 ETF TR TR UNIT 5,519,356 -1,704,313 (23.59) 26,567,296
APPLE INC COM 1,896,711 -351,842 (15.65) 16,853,657
UBS AG SHS NEW 1,661,600 -45,718 (2.68) 98,377,766
MICROSOFT CORP COM 1,368,261 124,884 10.04 28,240,673
JOHNSON & JOHNSON COM 1,150,007 77,718 7.25 11,028,066
INTEL CORP COM 1,042,019 -15,542 (1.47) 27,839,130
ISHARES TR RUSSELL 2000 ETF 984,136 161,510 19.63 8,210,710
KINDER MORGAN INC DEL COM 967,400 170,232 21.36 23,082,789
COCA COLA CO COM 881,195 42,211 5.03 20,507,225
GENERAL ELECTRIC CO COM 852,663 78,550 10.15 32,946,797
QUALCOMM INC COM 803,808 90,475 12.68 10,774,904
JPMORGAN CHASE & CO COM 798,793 10,989 1.40 12,784,784
AMGEN INC COM 717,700 466,606 185.83 4,556,244
EXXON MOBIL CORP COM 717,546 47,348 7.07 7,585,854
VANGUARD INDEX FDS TOTAL STK MKT 698,883 -31,995 (4.38) 6,531,004
UNITED TECHNOLOGIES CORP COM 667,123 76,198 12.90 5,691,693
PROCTER & GAMBLE CO COM 663,974 58,890 9.73 7,117,311
MERCK & CO INC NEW COM 640,688 74,489 13.16 11,198,880
ENTERPRISE PRODS PARTNERS L P COM 604,400 -7,971 (1.3) 17,170,450
VANGUARD BD INDEX FD INC TOTAL BND MRKT 580,444 100,626 20.97 7,077,722