TROOB CAPITAL MANAGEMENT LLC Information

777 WESTCHESTER AVENUE, SUITE 203, WHITE PLAINS, New York, 10604, (914) 694-5777

Report Date: 09/30/2013

Position Statistics

Total Positions 10
New Positions 0
Increased Positions 3
Decreased Positions 6
Positions with Activity 9
Sold Out Positions 5
Total Mkt Value (in $ millions) 11

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 20.55%
Capital Goods 67.92%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 11.53%
Healthcare
Services 0%
Technology
Transportation
Utilities

10 Positions as of 09/30/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHICAGO BRIDGE & IRON CO N V COM 3,048 182 6.36 35,100
FLUOR CORP NEW COM 2,480 New 32,000
AK STL HLDG CORP COM 2,214 -1,745 (44.07) 330,000
KBR INC COM 1,791 277 18.26 68,000
SPDR GOLD TRUST GOLD SHS 1,242 311 33.33 10,000
CF INDS HLDGS INC COM -1,206 Sold Out 0
ISHARES RUSSELL 2000 ETF -1,418 Sold Out 0
RITE AID CORP COM -612 Sold Out 0
SPDR S&P 500 ETF TR TR UNIT -1,422 Sold Out 0
SPDR SERIES TRUST BRC HGH YLD BD -2,268 Sold Out 0