TRICADIA CAPITAL MANAGEMENT, LLC Information

780 THIRD AVENUE, NEW YORK, New York, 10017, (646) 388-5900

Report Date: 03/31/2014

Position Statistics

Total Positions 27
New Positions 7
Increased Positions 14
Decreased Positions 8
Positions with Activity 22
Sold Out Positions 3
Total Mkt Value (in $ millions) 383

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 8.02%
Capital Goods 7.78%
Conglomerates
Consumer Cyclical 9.8%
Consumer/Non-Cyclical 10.12%
Energy 11.67%
Financial 29.79%
Healthcare
Services 17.06%
Technology 5.76%
Transportation
Utilities

27 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CHENIERE ENERGY INC COM NEW 44,676 -11,169 (20) 600,000
FORTRESS INVESTMENT GROUP LLC CL A 40,441 3,685 10.03 5,487,282
CONSTELLATION BRANDS INC CL A 38,763 9,018 30.32 450,000
CHIMERA INVT CORP COM 32,557 New 10,205,884
VISTEON CORP COM NEW 29,794 11,627 64 307,500
EASTMAN KODAK CO COM NEW 27,584 -1,095 (3.82) 1,084,262
DELPHI AUTOMOTIVE PLC SHS 27,180 -6,795 (20) 400,000
SIX FLAGS ENTMT CORP NEW COM 19,620 -12,249 (38.44) 500,000
AIR PRODS & CHEMS INC COM 17,662 17,662 New 130,000
AMERICAN INTL GROUP INC COM NEW 17,606 New 330,000
ADVANCED EMISSIONS SOLUTS INC COM 13,044 2,838 27.80 655,472
DISH NETWORK CORP CL A 12,516 3,129 33.33 200,000
LORAL SPACE & COMMUNICATNS INC COM 12,240 12,240 New 170,000
GENERAL MTRS CO COM 10,335 7,177 227.24 300,000
TESSERA TECHNOLOGIES INC COM 9,821 9,821 New 430,000
CENTRAL PAC FINL CORP COM NEW 6,167 -1,744 (22.04) 341,689
NATIONAL BK HLDGS CORP CL A 5,595 New 284,000
GRAY TELEVISION INC COM 4,999 4,999 New 405,139
OCWEN FINL CORP COM NEW 4,361 4,361 New 124,000
APOLLO RESIDENTIAL MTG INC COM 2,700 2,700 New 163,337