TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 03/31/2014

Position Statistics

Total Positions 144
New Positions 49
Increased Positions 63
Decreased Positions 48
Positions with Activity 111
Sold Out Positions 33
Total Mkt Value (in $ millions) 92

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.39%
Capital Goods 3.91%
Conglomerates 1.89%
Consumer Cyclical 3.18%
Consumer/Non-Cyclical 6.04%
Energy 8%
Financial 6.51%
Healthcare 8.2%
Services 12.32%
Technology 10.21%
Transportation 7.26%
Utilities 5.78%

144 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM 311 -2,837 (90.11) 17,800
ADVAXIS INC COM NEW -29 Sold Out 0
ADVAXIS INC WT EXP 071518 10 New 10,000
AG MTG INVT TR INC COM 562 New 30,000
AKERS BIOSCIENCES INC COM 44 44 New 11,556
ALCOBRA LTD SHS 883 399 82.64 48,400
ALNYLAM PHARMACEUTICALS INC COM -186 Sold Out 0
ALPHA NATURAL RESOURCES INC COM 148 148 New 45,000
ALTISOURCE RESIDENTIAL CORP CL B 227 227 New 8,569
AMAZON COM INC COM 1,620 1,620 New 5,000
AMERICAN APPAREL INC COM -26 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM 1,311 (0) 102,064
AMERICAN TOWER CORP NEW COM 1,383 New 15,000
AMERICAN WTR WKS CO INC NEW COM 2,508 New 51,600
AMPIO PHARMACEUTICALS INC COM 722 722 New 115,224
ANSYS INC COM 773 773 New 10,000
APOLLO COML REAL EST FIN INC COM 738 New 45,023
APPLIED MATLS INC COM 265 265 New 12,500
ASSURED GUARANTY LTD COM -573 Sold Out 0
ATLAS ENERGY LP COM UNITS LP 279 New 5,813