TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 06/30/2014

Position Statistics

Total Positions 144
New Positions 33
Increased Positions 54
Decreased Positions 49
Positions with Activity 103
Sold Out Positions 36
Total Mkt Value (in $ millions) 90

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.11%
Capital Goods 3.2%
Conglomerates 1.81%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 5.36%
Energy 8.5%
Financial 6.63%
Healthcare 7.59%
Services 15.02%
Technology 14%
Transportation 7.77%
Utilities 4.45%

144 Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM -314 Sold Out 0
ADVAXIS INC WT EXP 071518 12 New 10,000
AG MTG INVT TR INC COM 584 New 30,000
AGRIUM INC COM 309 309 New 3,300
AKAMAI TECHNOLOGIES INC COM 304 304 New 5,000
AKERS BIOSCIENCES INC COM -38 Sold Out 0
ALCOBRA LTD SHS 1,139 140 14.02 55,185
ALPHA NATURAL RESOURCES INC COM -178 Sold Out 0
ALTISOURCE RESIDENTIAL CORP CL B 891 685 332.59 37,069
AMAZON COM INC COM 2,930 1,265 76 8,800
AMERICAN RLTY CAP PPTYS INC COM 1,091 -266 (19.6) 82,064
AMERICAN TOWER CORP NEW COM 1,484 New 15,000
AMERICAN WTR WKS CO INC NEW COM 2,584 New 51,600
AMPIO PHARMACEUTICALS INC COM 708 55 8.48 125,000
ANSYS INC COM -827 Sold Out 0
APOLLO COML REAL EST FIN INC COM 751 New 45,023
APPLIED MATLS INC COM -278 Sold Out 0
APPLIED OPTOELECTRONICS INC COM 338 338 New 17,290
ATLAS ENERGY LP COM UNITS LP 264 New 5,813
AUTODESK INC COM 323 323 New 6,000