TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 12/31/2013

Position Statistics

Total Positions 128
New Positions 33
Increased Positions 42
Decreased Positions 58
Positions with Activity 100
Sold Out Positions 34
Total Mkt Value (in $ millions) 90

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.59%
Capital Goods 4.98%
Conglomerates 1.85%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 6.44%
Energy 9.2%
Financial 9.21%
Healthcare 5.52%
Services 10.49%
Technology 7.86%
Transportation 5.06%
Utilities 4.55%

128 Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM 3,071 -48 (1.53) 180,000
VALE S A ADR 394 New 27,932
AMERICAN HOMES 4 RENT CL A -320 Sold Out 0
FACEBOOK INC CL A -589 Sold Out 0
NOODLES & CO CL A 1,814 1,814 New 50,000
ALTISOURCE RESIDENTIAL CORP CL B -1,016 Sold Out 0
AG MTG INVT TR INC COM 527 New 30,000
AGRIUM INC COM -1,700 Sold Out 0
ALLEGHENY TECHNOLOGIES INC COM -1,293 Sold Out 0
ALNYLAM PHARMACEUTICALS INC COM 183 183 New 3,400
AMERICAN APPAREL INC COM 13 13 New 25,400
AMERICAN RLTY CAP PPTYS INC COM 1,356 1,356 New 102,065
AMERICAN TOWER CORP NEW COM 1,240 New 15,000
AMERICAN WTR WKS CO INC NEW COM 2,357 New 51,600
APOLLO COML REAL EST FIN INC COM 767 New 45,023
ASSURED GUARANTY LTD COM 590 -7 (1.2) 24,700
BIOTELEMETRY INC COM 342 342 New 39,800
BLACKROCK INC COM 617 New 2,000
BOULDER BRANDS INC COM 5,548 New 317,200
CABOT OIL & GAS CORP COM 807 807 New 23,100