TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 12/31/2013

Position Statistics

Total Positions 128
New Positions 33
Increased Positions 42
Decreased Positions 58
Positions with Activity 100
Sold Out Positions 34
Total Mkt Value (in $ millions) 89

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 5.52%
Capital Goods 4.88%
Conglomerates 1.81%
Consumer Cyclical 0.4%
Consumer/Non-Cyclical 6.45%
Energy 8.98%
Financial 8.91%
Healthcare 5.5%
Services 10.46%
Technology 7.81%
Transportation 4.99%
Utilities 4.51%

128 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SILVER STD RES INC COM -545 Sold Out 0
SUNESIS PHARMACEUTICALS INC COM NEW -181 Sold Out 0
SUSSER HLDGS CORP COM -881 Sold Out 0
TECHE HLDG CO COM -1,103 Sold Out 0
TURQUOISE HILL RES LTD COM -105 Sold Out 0
UNION PAC CORP COM -471 Sold Out 0
VIVUS INC COM -290 Sold Out 0
WESTPORT INNOVATIONS INC COM NEW -129 Sold Out 0