TRELLUS MANAGEMENT COMPANY, LLC Information

767 THIRD AVE, NEW YORK, New York, 10017, (646) 561-2622

Report Date: 09/30/2014

Position Statistics

Total Positions 140
New Positions 32
Increased Positions 46
Decreased Positions 51
Positions with Activity 97
Sold Out Positions 40
Total Mkt Value (in $ millions) 82

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.24%
Capital Goods 3.28%
Conglomerates 1.02%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 4.2%
Energy 6.29%
Financial 13.81%
Healthcare 9.91%
Services 11.98%
Technology 11.09%
Transportation 5.65%
Utilities 5.23%

140 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON CORP PLC SHS 382 382 New 5,700
EGAIN CORP COM NEW 357 New 70,100
RENTECH INC COM 354 New 290,000
ADVANCED EMISSIONS SOLUTS INC COM 346 346 New 17,584
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 336 New 5,500
ALCOBRA LTD SHS 321 -32 (9.06) 50,185
HANSEN MEDICAL INC COM 321 2 .74 542,331
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 307 307 New 25,000
LIGAND PHARMACEUTICALS INC COM NEW 291 291 New 5,317
NXSTAGE MEDICAL INC COM 289 289 New 15,311
ROLLINS INC COM 280 New 8,400
GATX CORP COM 278 278 New 4,881
PACIFIC BIOSCIENCES CALIF INC COM 270 270 New 34,283
THERAPEUTICSMD INC COM 270 114 73.35 63,100
ISHARES TR 20+ YR TR BD ETF 270 270 New 2,000
REPROS THERAPEUTICS INC COM NEW 267 -164 (38) 31,000
CROWN HOLDINGS INC COM 249 249 New 5,399
SELECT SECTOR SPDR TR SBI CONS STPLS 222 222 New 4,481
RETAILMENOT INC COM SER 1 222 New 14,599
LOUISIANA PAC CORP COM 217 62 40 14,000