TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 03/31/2014

Position Statistics

Total Positions 144
New Positions 49
Increased Positions 63
Decreased Positions 48
Positions with Activity 111
Sold Out Positions 33
Total Mkt Value (in $ millions) 91

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.5%
Capital Goods 3.91%
Conglomerates 1.93%
Consumer Cyclical 3.25%
Consumer/Non-Cyclical 6.3%
Energy 8.19%
Financial 6.42%
Healthcare 8.66%
Services 12.56%
Technology 10.61%
Transportation 7.04%
Utilities 5.67%

144 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROS HOLDINGS INC COM 1,129 462 69.32 45,000
TEARLAB CORP COM 955 310 48.08 184,800
ALCOBRA LTD SHS 913 413 82.64 48,400
PORTFOLIO RECOVERY ASSOCS INC COM 906 906 New 15,900
AMPIO PHARMACEUTICALS INC COM 865 865 New 115,224
REPROS THERAPEUTICS INC COM NEW 833 833 New 50,000
MAIN STREET CAPITAL CORP COM 828 -299 (26.57) 25,700
RENTECH NITROGEN PARTNERS L P COM UNIT 818 -34 (4.02) 50,182
MANDALAY DIGITAL GROUP INC COM NEW 814 358 78.35 222,400
LEXINGTON REALTY TRUST COM 776 New 69,950
STONECASTLE FINL CORP COM 763 3 .33 30,100
SALESFORCE COM INC COM 759 759 New 14,000
APOLLO COML REAL EST FIN INC COM 743 New 45,023
ANSYS INC COM 742 742 New 10,000
POLARIS INDS INC COM 726 726 New 5,500
CABOT OIL & GAS CORP COM 690 -92 (11.79) 20,376
CASEYS GEN STORES INC COM 689 New 10,000
RENTECH INC COM 670 58 9.43 290,000
JPMORGAN CHASE & CO COM 647 New 11,600
WESTPORT INNOVATIONS INC COM NEW 639 639 New 35,000