TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 03/31/2014

Position Statistics

Total Positions 144
New Positions 49
Increased Positions 63
Decreased Positions 48
Positions with Activity 111
Sold Out Positions 33
Total Mkt Value (in $ millions) 91

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.4%
Capital Goods 3.95%
Conglomerates 1.89%
Consumer Cyclical 3.24%
Consumer/Non-Cyclical 5.99%
Energy 8.06%
Financial 6.62%
Healthcare 8.16%
Services 12.45%
Technology 9.86%
Transportation 7.27%
Utilities 5.87%

33 Sold Out Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVAXIS INC COM NEW -29 Sold Out 0
ALNYLAM PHARMACEUTICALS INC COM -181 Sold Out 0
AMERICAN APPAREL INC COM -23 Sold Out 0
ASSURED GUARANTY LTD COM -571 Sold Out 0
BIOTELEMETRY INC COM -271 Sold Out 0
CARBONITE INC COM -246 Sold Out 0
CONTRAVIR PHARMACEUTICALS INC COM -26 Sold Out 0
CVR PARTNERS LP COM -470 Sold Out 0
EASTMAN CHEM CO COM -887 Sold Out 0
FARMER BROS CO COM -242 Sold Out 0
FASTENAL CO COM -617 Sold Out 0
FLOTEK INDS INC DEL COM -1,920 Sold Out 0
FORD MTR CO DEL COM PAR $0.01 -397 Sold Out 0
FRANKLIN COVEY CO COM -393 Sold Out 0
GOL LINHAS AEREAS INTLG S A SP ADR REP PFD -257 Sold Out 0
INTERMOLECULAR INC COM -50 Sold Out 0
INTL PAPER CO COM -225 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -451 Sold Out 0
KBR INC COM -219 Sold Out 0
LIFE TIME FITNESS INC COM -656 Sold Out 0