TRELLUS MANAGEMENT COMPANY, LLC Information

350 MADISON AVENUE - 9TH FL, NEW YORK, New York, 10017, (212) 389-8799

Report Date: 06/30/2014

Position Statistics

Total Positions 144
New Positions 33
Increased Positions 54
Decreased Positions 49
Positions with Activity 103
Sold Out Positions 36
Total Mkt Value (in $ millions) 91

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.05%
Capital Goods 3.16%
Conglomerates 1.74%
Consumer Cyclical 2.42%
Consumer/Non-Cyclical 5.48%
Energy 8.45%
Financial 6.64%
Healthcare 7.73%
Services 14.96%
Technology 13.83%
Transportation 7.6%
Utilities 4.37%

36 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACACIA RESH CORP ACACIA TCH COM -312 Sold Out 0
AKERS BIOSCIENCES INC COM -35 Sold Out 0
ALPHA NATURAL RESOURCES INC COM -180 Sold Out 0
ANSYS INC COM -816 Sold Out 0
APPLIED MATLS INC COM -283 Sold Out 0
CABOT OIL & GAS CORP COM -671 Sold Out 0
CARDIOVASCULAR SYS INC DEL COM -296 Sold Out 0
CARNIVAL CORP PAIRED CTF -299 Sold Out 0
CLEAR CHANNEL OUTDOOR HLDGS IN CL A -265 Sold Out 0
COMPANIA CERVECERIAS UNIDAS SA SPONSORED ADR -432 Sold Out 0
DRESSER-RAND GROUP INC COM -689 Sold Out 0
EDWARDS LIFESCIENCES CORP COM -488 Sold Out 0
EMULEX CORP COM NEW -264 Sold Out 0
EV ENERGY PARTNERS LP COM UNITS -397 Sold Out 0
FLIR SYS INC COM -338 Sold Out 0
GORDMANS STORES INC COM -71 Sold Out 0
GROUPON INC COM CL A -411 Sold Out 0
ISHARES MSCI AUST ETF -327 Sold Out 0
ISHARES SILVER TRUST ISHARES -389 Sold Out 0
JDS UNIPHASE CORP COM PAR $0.001 -534 Sold Out 0