TRELLUS MANAGEMENT COMPANY, LLC Information

767 THIRD AVE, NEW YORK, New York, 10017, (646) 561-2622

Report Date: 09/30/2014

Position Statistics

Total Positions 140
New Positions 32
Increased Positions 46
Decreased Positions 51
Positions with Activity 97
Sold Out Positions 40
Total Mkt Value (in $ millions) 82

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.24%
Capital Goods 3.28%
Conglomerates 1.02%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 4.2%
Energy 6.29%
Financial 13.81%
Healthcare 9.91%
Services 11.98%
Technology 11.09%
Transportation 5.65%
Utilities 5.23%

40 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ADVAXIS INC WT EXP 071518 -45 Sold Out 0
AGRIUM INC COM -345 Sold Out 0
AKAMAI TECHNOLOGIES INC COM -305 Sold Out 0
AMERICAN RLTY CAP PPTYS INC COM -782 Sold Out 0
APPLIED OPTOELECTRONICS INC COM -159 Sold Out 0
AUTODESK INC COM -349 Sold Out 0
BARRETT BILL CORP COM -257 Sold Out 0
BOINGO WIRELESS INC COM -160 Sold Out 0
CALLIDUS SOFTWARE INC COM -455 Sold Out 0
CELLDEX THERAPEUTICS INC NEW COM -255 Sold Out 0
CHART INDS INC COM PAR $0.01 -166 Sold Out 0
CROWN CASTLE INTL CORP NEW COM -354 Sold Out 0
DIVERSIFIED RSTRNT HLDGS INC COM -208 Sold Out 0
ENCANA CORP COM -194 Sold Out 0
ENTEROMEDICS INC COM NEW -162 Sold Out 0
FARMER BROS CO COM -454 Sold Out 0
FLEETMATICS GROUP PLC COM -433 Sold Out 0
HEAT BIOLOGICS INC COM -41 Sold Out 0
INTERCONTINENTAL EXCHANGE INC COM -498 Sold Out 0
ISHARES TR MSCI EMG MKT ETF -204 Sold Out 0