TRELLUS MANAGEMENT COMPANY, LLC Information

767 THIRD AVE, NEW YORK, New York, 10017, (646) 561-2622

Report Date: 09/30/2014

Position Statistics

Total Positions 140
New Positions 32
Increased Positions 46
Decreased Positions 51
Positions with Activity 97
Sold Out Positions 40
Total Mkt Value (in $ millions) 82

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.24%
Capital Goods 3.28%
Conglomerates 1.02%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 4.2%
Energy 6.29%
Financial 13.81%
Healthcare 9.91%
Services 11.98%
Technology 11.09%
Transportation 5.65%
Utilities 5.23%

32 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PROSHARES TR PSHS ULSHT SP500 1,455 1,455 New 65,900
ISHARES TR RUSSELL 2000 ETF 1,181 1,181 New 10,000
ALLIANCE DATA SYSTEMS CORP COM 1,123 1,123 New 3,762
TASER INTL INC COM 914 914 New 33,100
LENDINGTREE INC NEW COM 843 843 New 20,866
CHICAGO BRIDGE & IRON CO N V COM 842 842 New 21,700
BROOKDALE SR LIVING INC COM 791 791 New 21,553
ACCURAY INC COM 498 498 New 73,610
VALERO ENERGY CORP NEW COM 494 494 New 9,844
CATCHMARK TIMBER TR INC CL A 420 420 New 36,000
PROSHARES TR ULTSHRT QQQ 385 385 New 10,000
MARTEN TRANS LTD COM 383 383 New 18,000
EATON CORP PLC SHS 382 382 New 5,700
ADVANCED EMISSIONS SOLUTS INC COM 346 346 New 17,584
FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 307 307 New 25,000
LIGAND PHARMACEUTICALS INC COM NEW 291 291 New 5,317
NXSTAGE MEDICAL INC COM 289 289 New 15,311
GATX CORP COM 278 278 New 4,881
PACIFIC BIOSCIENCES CALIF INC COM 270 270 New 34,283
ISHARES TR 20+ YR TR BD ETF 270 270 New 2,000