TRELLUS MANAGEMENT COMPANY, LLC Information

767 THIRD AVE, NEW YORK, New York, 10017, (646) 561-2622

Report Date: 09/30/2014

Position Statistics

Total Positions 139
New Positions 31
Increased Positions 45
Decreased Positions 51
Positions with Activity 96
Sold Out Positions 40
Total Mkt Value (in $ millions) 79

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.18%
Capital Goods 3.37%
Conglomerates 1.25%
Consumer Cyclical 0.56%
Consumer/Non-Cyclical 4.8%
Energy 6.98%
Financial 14.34%
Healthcare 9.7%
Services 12.16%
Technology 12.03%
Transportation 5.93%
Utilities 5.03%

45 INCREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
VICOR CORP COM 2,065 119 6.13 159,236
PROSHARES TR PSHS ULSHT SP500 1,526 1,526 New 65,900
ISHARES TR RUSSELL 2000 ETF 1,169 1,169 New 10,000
RIVER VY BANCORP COM 1,165 701 151.38 54,800
ALLIANCE DATA SYSTEMS CORP COM 1,064 1,064 New 3,762
TREE COM INC COM 907 907 New 20,866
SURMODICS INC COM 862 330 62 39,455
CHICAGO BRIDGE & IRON CO N V COM 860 860 New 21,700
QUIDEL CORP COM 846 266 45.80 31,836
TASER INTL INC COM 815 815 New 33,100
BROOKDALE SR LIVING INC COM 765 765 New 21,553
FARMLAND PARTNERS INC COM 740 553 295.44 66,924
NAVIOS MARITIME HOLDINGS INC COM 707 219 45.03 188,972
AMPIO PHARMACEUTICALS INC COM 607 161 36 170,000
ACCURAY INC COM 527 527 New 73,610
TEARLAB CORP COM 518 56 12.20 230,000
VALERO ENERGY CORP NEW COM 470 470 New 9,844
PROSHARES TR ULTSHRT QQQ 410 410 New 10,000
CATCHMARK TIMBER TR INC CL A 389 389 New 36,000
MARTEN TRANS LTD COM 386 386 New 18,000