TRELLUS MANAGEMENT COMPANY, LLC Information

767 THIRD AVE, NEW YORK, New York, 10017, (646) 561-2622

Report Date: 09/30/2014

Position Statistics

Total Positions 140
New Positions 32
Increased Positions 46
Decreased Positions 51
Positions with Activity 97
Sold Out Positions 40
Total Mkt Value (in $ millions) 82

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.24%
Capital Goods 3.28%
Conglomerates 1.02%
Consumer Cyclical 0.64%
Consumer/Non-Cyclical 4.2%
Energy 6.29%
Financial 13.81%
Healthcare 9.91%
Services 11.98%
Technology 11.09%
Transportation 5.65%
Utilities 5.23%

140 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIREEYE INC COM 15,456 New 442,488
BOULDER BRANDS INC COM 3,239 New 317,200
AMERICAN WTR WKS CO INC NEW COM 2,918 New 51,600
AMAZON COM INC COM 2,749 New 8,800
VICOR CORP COM 1,857 107 6.13 159,236
NORTHERN TIER ENERGY LP COM UN REPR PART 1,854 New 89,000
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 1,760 New 24,840
QUANTA SVCS INC COM 1,504 New 55,000
AMERICAN TOWER CORP NEW COM 1,494 New 15,000
PROSHARES TR PSHS ULSHT SP500 1,455 1,455 New 65,900
GOLAR LNG LTD BERMUDA SHS 1,447 New 48,900
POINTS INTL LTD COM NEW 1,375 New 118,948
MAIN STREET CAPITAL CORP COM 1,339 New 45,700
KKR & CO L P DEL COM UNITS 1,247 New 51,382
PROS HOLDINGS INC COM 1,220 New 45,000
ISHARES TR RUSSELL 2000 ETF 1,181 1,181 New 10,000
RIVER VY BANCORP COM 1,151 693 151.38 54,800
ALLIANCE DATA SYSTEMS CORP COM 1,123 1,123 New 3,762
CYPRESS ENERGY PARTNERS LP LTD PARTNER INT 1,112 New 75,000
WILLIAMS COS INC DEL COM 1,084 New 25,000