TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. Information

590 MADISON AVENUE, NEW YORK, New York, 10022, (212) 201-7800

Report Date: 03/31/2014

Position Statistics

Total Positions 16
New Positions 3
Increased Positions 7
Decreased Positions 8
Positions with Activity 15
Sold Out Positions 1
Total Mkt Value (in $ millions) 119

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical 8.34%
Consumer/Non-Cyclical
Energy 25.11%
Financial 6.76%
Healthcare
Services 38.03%
Technology 8.16%
Transportation 5.93%
Utilities

16 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ATLAS ENERGY LP COM UNITS LP 26,294 -152 (0.57) 574,733
CEDAR FAIR L P DEPOSITRY UNIT 24,405 -6,432 (20.86) 464,070
OXFORD LANE CAP CORP COM 8,058 8,058 New 487,499
SUSSER HLDGS CORP COM 7,941 7,941 New 97,900
SCORPIO TANKERS INC SHS 7,066 -716 (9.2) 739,894
SMITH & WESSON HLDG CORP COM 5,865 -880 (13.05) 454,262
ASPEN TECHNOLOGY INC COM 5,727 New 125,176
WORLD PT TERMS LP UNIT REP LTD PT 5,413 3,238 148.87 285,953
GNC HLDGS INC COM CL A 5,179 1,801 53.31 157,600
CHRISTOPHER & BANKS CORP COM 4,999 -2,415 (32.57) 564,250
LEAR CORP COM NEW 4,073 -2,114 (34.17) 42,389
COSTAR GROUP INC COM 3,998 3,998 New 26,700
SCORPIO BULKERS INC SHS 3,712 2,112 132 464,000
AEGEAN MARINE PETROLEUM NETWRK SHS 3,617 316 9.57 375,636
SIX FLAGS ENTMT CORP NEW COM 2,785 -1,996 (41.75) 71,156
SUSSER PETE PARTNERS LP COM U REP LP -12,979 Sold Out 0