TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 12/31/2013

Position Statistics

Total Positions 5,517
New Positions 915
Increased Positions 2,507
Decreased Positions 2,994
Positions with Activity 5,501
Sold Out Positions 1,018
Total Mkt Value (in $ millions) 603

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.14%
Capital Goods 3.21%
Conglomerates 0.39%
Consumer Cyclical 1.74%
Consumer/Non-Cyclical 2.11%
Energy 4.5%
Financial 59.83%
Healthcare 3.2%
Services 10.28%
Technology 6.89%
Transportation 1.31%
Utilities 1.51%

5,517 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
1 800 FLOWERS COM CL A 3 -24 (88.61) 539
1ST CENTURY BANCSHARES INC COM 8 4 100 1,000
1ST SOURCE CORP COM -94 Sold Out 0
1ST UNITED BANCORP INC FLA COM -13 Sold Out 0
21VIANET GROUP INC SPONSORED ADR 59 -25 (29.45) 2,242
3-D SYS CORP DEL COM NEW 21 -37 (64.3) 428
3M CO COM 240 22 10.16 1,746
500 COM LTD SPON ADR REP A 89 89 New 2,430
51JOB INC SP ADR REP COM 38 36 1,771.43 524
8X8 INC NEW COM -25 Sold Out 0
A H BELO CORP COM CL A 9 9 New 850
AAON INC COM PAR $0.004 6 -70 (92.44) 214
AAR CORP COM 28 -190 (87.21) 1,042
AARONS INC COM PAR $0.50 100 100 New 3,388
ABAXIS INC COM -12 Sold Out 0
ABB LTD SPONSORED ADR 656 646 6,233.50 25,334
ABBOTT LABS COM 65 -1,009 (93.96) 1,668
ABBVIE INC COM 25 -1,572 (98.46) 506
ABENGOA SA SP ADR REP B 36 36 New 1,600
ABERCROMBIE & FITCH CO CL A 691 516 294.87 19,392