TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,564
New Positions 1,092
Increased Positions 2,506
Decreased Positions 3,045
Positions with Activity 5,551
Sold Out Positions 1,005
Total Mkt Value (in $ millions) 820

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.84%
Capital Goods 1.78%
Conglomerates 0.19%
Consumer Cyclical 1.31%
Consumer/Non-Cyclical 1.01%
Energy 3.9%
Financial 69.42%
Healthcare 2.67%
Services 6.49%
Technology 4.99%
Transportation 1.82%
Utilities 2.37%

5,564 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES TR RUSSELL 2000 ETF 1,193 -40,080 (97.11) 10,500
SPDR DOW JONES INDL AVRG ETF UT SER 1 -9,059 Sold Out 0
ISHARES TR MSCI EAFE ETF 41 -8,422 (99.52) 600
VANGUARD INDEX FDS SML CP GRW ETF 1,634 -5,739 (77.84) 13,233
ISHARES TR S&P MC 400GR ETF 3,576 -5,516 (60.67) 23,164
DIREXION SHS ETF TR DLYFINBEAR3X NEW -4,849 Sold Out 0
VANGUARD INDEX FDS SMALL CP ETF 11 -4,827 (99.76) 100
ISHARES TR CORE S&P MCP ETF 451 -4,761 (91.36) 3,211
ISHARES MRG RL ES CP ETF -4,521 Sold Out 0
VANGUARD INDEX FDS TOTAL STK MKT -4,412 Sold Out 0
ISHARES US HOME CONS ETF 250 -4,194 (94.37) 10,819
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF -4,142 Sold Out 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 36 -3,777 (99.05) 809
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 409 -3,566 (89.72) 1,600
PROSHARES TR PSHS ULTRA QQQ 638 -3,303 (83.81) 5,303
SELECT SECTOR SPDR TR SBI INT-UTILS 27 -3,244 (99.19) 626
BANK OF AMERICA CORPORATION COM 97 -3,176 (97.03) 6,231
POWERSHARES ETF TR II S&P500 LOW VOL -2,972 Sold Out 0
ISHARES U.S. MED DVC ETF -2,885 Sold Out 0
PROSHARES TR ULTRAPRO FINLS 1,371 -2,863 (67.62) 19,262