TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,565
New Positions 1,093
Increased Positions 2,507
Decreased Positions 3,045
Positions with Activity 5,552
Sold Out Positions 1,004
Total Mkt Value (in $ millions) 825

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.82%
Capital Goods 1.81%
Conglomerates 0.19%
Consumer Cyclical 1.31%
Consumer/Non-Cyclical 1.01%
Energy 3.92%
Financial 69.37%
Healthcare 2.69%
Services 6.49%
Technology 4.99%
Transportation 1.83%
Utilities 2.37%

5,565 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
ISHARES RUSSELL 2000 ETF 1,206 -40,526 (97.11) 10,500
SPDR DOW JONES INDL AVRG ETF UT SER 1 -9,134 Sold Out 0
ISHARES MSCI EAFE ETF 41 -8,436 (99.52) 600
VANGUARD INDEX FDS SML CP GRW ETF 1,645 -5,780 (77.84) 13,233
ISHARES S&P MC 400GR ETF 3,589 -5,537 (60.67) 23,164
VANGUARD INDEX FDS SMALL CP ETF 11 -4,861 (99.76) 100
DIREXION SHS ETF TR DLYFINBEAR3X NEW -4,795 Sold Out 0
ISHARES CORE S&P MCP ETF 453 -4,787 (91.36) 3,211
ISHARES MRG RL ES CP ETF -4,532 Sold Out 0
VANGUARD INDEX FDS TOTAL STK MKT -4,435 Sold Out 0
ISHARES US HOME CONS ETF 262 -4,392 (94.37) 10,819
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF -4,150 Sold Out 0
VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 36 -3,773 (99.05) 809
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 411 -3,586 (89.72) 1,600
PROSHARES TR PSHS ULTRA QQQ 645 -3,339 (83.81) 5,303
SELECT SECTOR SPDR TR SBI INT-UTILS 27 -3,260 (99.19) 626
BANK OF AMERICA CORPORATION COM 97 -3,162 (97.03) 6,231
POWERSHARES ETF TR II S&P500 LOW VOL -2,980 Sold Out 0
ISHARES U.S. MED DVC ETF -2,902 Sold Out 0
ISHARES CORE S&P500 ETF -2,869 Sold Out 0