TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 5,488
New Positions 1,346
Increased Positions 3,028
Decreased Positions 2,363
Positions with Activity 5,391
Sold Out Positions 864
Total Mkt Value (in $ millions) 918

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.89%
Capital Goods 1.35%
Conglomerates 0.17%
Consumer Cyclical 1.61%
Consumer/Non-Cyclical 2.31%
Energy 1.3%
Financial 59.05%
Healthcare 6.47%
Services 10.38%
Technology 11.94%
Transportation 0.94%
Utilities 1.14%

5,488 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
RYDEX ETF TRUST GUG S&P500 EQ WT 2,735 2,735 New 34,433
TWENTY FIRST CENTY FOX INC CL A 2,727 2,725 137,018.97 79,529
ISHARES MSCI AC ASIA ETF 2,706 2,677 9,425.62 42,389
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 2,698 2,698 New 10,197
MERCK & CO INC NEW COM 2,696 2,395 794.92 43,144
EXPRESS SCRIPTS HLDG CO COM 2,635 2,635 New 31,072
PROSHARES TR PSHS ULT NASB 2,611 -925 (26.16) 18,516
SPDR SERIES TRUST S&P HOMEBUILD 2,538 2,538 New 75,043
VANGUARD INDEX FDS MID CAP ETF 2,521 2,253 840.70 20,432
ISHARES TR CHINA LG-CAP ETF 2,520 2,520 New 57,594
JOHNSON & JOHNSON COM 2,513 2,046 437.68 24,588
GOOGLE INC CL A 2,457 2,457 New 4,533
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 2,417 575 31.21 35,159
ISHARES TR CORE S&P MCP ETF 2,386 2,386 New 16,435
MEDTRONIC INC COM 2,348 2,177 1,279.78 30,507
ISHARES MSCI JAPAN ETF 2,321 1,530 193.42 202,552
ISHARES TR RUS 2000 VAL ETF 2,290 2,290 New 22,960
ISHARES MRG RL ES CP ETF 2,284 1,644 256.81 194,887
DIREXION SHS ETF TR DLY SC BEAR3XNEW 2,275 2,175 2,176.25 185,378
DIRECTV COM 2,251 1,980 731.19 26,407