TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,459
New Positions 913
Increased Positions 2,468
Decreased Positions 2,893
Positions with Activity 5,361
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 782

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.69%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 1.27%
Energy 2.67%
Financial 65.5%
Healthcare 2.9%
Services 7.55%
Technology 5.98%
Transportation 1.43%
Utilities 1.28%

5,459 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SCHWAB STRATEGIC TR US MID-CAP ETF 1,414 1,414 New 34,996
STARWOOD WAYPOINT RESIDENTL TR COM SHS 1,405 1,405 New 51,003
ISHARES INTL TREA BD ETF 1,377 1,330 2,802.64 13,207
VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 1,346 1,346 New 32,103
FIRST TR EXCHANGE TRADED FD II MATERIALS ALPH 1,315 1,315 New 38,918
POWERSHARES ETF TRUST WATER RESOURCE 1,296 782 152.15 49,883
VALERO ENERGY CORP NEW COM 1,279 380 42.27 23,572
ACTAVIS PLC SHS 1,263 937 287.17 5,583
SPDR SERIES TRUST S&P BK ETF 1,241 -670 (35.05) 38,106
VANGUARD WORLD FD MEGA GRWTH IND 1,236 274 28.51 15,626
SCHWAB STRATEGIC TR US REIT ETF 1,201 1,201 New 33,131
ISHARES TR CORE HIGH DV ETF 1,199 -5,037 (80.78) 15,777
SPDR SERIES TRUST DJ REIT ETF 1,198 -575 (32.44) 14,085
MARATHON PETE CORP COM 1,196 1,149 2,459.65 13,259
ISHARES U.S. MED DVC ETF 1,194 1,194 New 11,685
MARKET VECTORS ETF TR BIOTECH ETF 1,190 -2,937 (71.16) 11,199
UNIVERSAL HLTH SVCS INC CL B 1,172 1,172 New 10,331
ISHARES U.S. PHARMA ETF 1,162 -4,001 (77.49) 8,471
AMERICAN AIRLS GROUP INC COM 1,144 1,105 2,827.55 29,334
ISHARES TR U.S. REAL ES ETF 1,138 -8,609 (88.33) 15,398