TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 5,483
New Positions 1,345
Increased Positions 3,026
Decreased Positions 2,361
Positions with Activity 5,387
Sold Out Positions 863
Total Mkt Value (in $ millions) 898

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.93%
Capital Goods 1.35%
Conglomerates 0.17%
Consumer Cyclical 1.63%
Consumer/Non-Cyclical 2.28%
Energy 1.3%
Financial 59.14%
Healthcare 6.45%
Services 10.39%
Technology 11.82%
Transportation 0.93%
Utilities 1.14%

5,483 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AMAZON COM INC COM 3,609 3,470 2,503.33 10,179
COMCAST CORP NEW CL A 3,578 3,173 783.14 67,322
PROSHARES TR ULTRAPRO SHORT S 3,549 3,549 New 86,298
SCHWAB STRATEGIC TR US LRG CAP ETF 3,520 1,159 49.09 73,727
VANGUARD INDEX FDS MCAP VL IDXVIP 3,434 3,434 New 39,332
VANGUARD INDEX FDS EXTEND MKT ETF 3,383 3,383 New 39,298
WELLS FARGO & CO NEW COM 3,363 3,314 6,769.25 64,777
QUALCOMM INC COM 3,349 3,249 3,257.17 53,614
SPDR SERIES TRUST S&P METALS MNG 3,345 2,166 183.67 123,347
GOOGLE INC CL C 3,337 2,619 364.51 6,243
AMGEN INC COM 3,260 3,156 3,026.13 21,414
RYDEX ETF TRUST GUG S&P500 PU GR 3,215 3,215 New 40,949
ISHARES TR RUS 2000 GRW ETF 3,164 -4,953 (61.02) 22,747
ABBVIE INC COM 3,131 3,131 1,297,050 51,886
MEDTRONIC PLC SHS 3,074 2,285 289.33 43,060
PROSHARES TR ULTR RUSSL2000 2,947 1,290 77.78 35,060
MASTERCARD INC CL A 2,905 2,864 6,899.01 35,415
VANGUARD INDEX FDS MCAP GR IDXVIP 2,754 1,709 163.39 27,527
ISHARES MSCI BRZ CAP ETF 2,726 2,726 New 79,442
INTUIT COM 2,709 2,700 29,907.69 31,208