TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,562
New Positions 1,090
Increased Positions 2,504
Decreased Positions 3,045
Positions with Activity 5,549
Sold Out Positions 1,005
Total Mkt Value (in $ millions) 802

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.83%
Capital Goods 1.75%
Conglomerates 0.19%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 1%
Energy 3.84%
Financial 69.46%
Healthcare 2.69%
Services 6.59%
Technology 5.02%
Transportation 1.8%
Utilities 2.35%

5,562 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FORTRESS INVESTMENT GROUP LLC CL A -1 (67.42) 58
ROI ACQUISITION CORP II UNIT 000018 -2 (85.21) 42
BOX SHIPS INCORPORATED SHS -2 (80.32) 300
MARKET VECTORS ETF TR JR GOLD MINERS E -8 (95.24) 10
KALOBIOS PHARMACEUTICALS INC COM New 251
MEREDITH CORP COM -54 (99.25) 9
HARRIS CORP DEL COM -19 (97.89) 6
NOVA MEASURING INSTRUMENTS LTD COM -97 (99.58) 40
GOVERNMENT PPTYS INCOME TR COM SHS BEN INT -290 (99.86) 17
ALDERON IRON ORE CORP COM New 300
SIFCO INDS INC COM (50) 14
BANRO CORP COM New 1,500
BIRNER DENTAL MGMT SERVICES IN COM NEW -1 (57.69) 22
FABRINET SHS -3 (90.2) 20
NEUBERGER BERMAN HGH YLD FD COM -4 (91.67) 28
XUEDA ED GROUP SPONSORED ADR (7.78) 83
TANZANIAN ROYALTY EXPL CORP COM -2 (81.66) 161
UNIVERSAL SEC INSTRS INC COM NEW New 100
BLACKROCK NY MUNI 2018 TERM TR COM -5 (93.46) 24
HCI GROUP INC COM -19 (98.13) 9