TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 09/30/2014

Position Statistics

Total Positions 5,488
New Positions 1,346
Increased Positions 3,028
Decreased Positions 2,363
Positions with Activity 5,391
Sold Out Positions 864
Total Mkt Value (in $ millions) 918

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 1.89%
Capital Goods 1.35%
Conglomerates 0.17%
Consumer Cyclical 1.61%
Consumer/Non-Cyclical 2.31%
Energy 1.3%
Financial 59.05%
Healthcare 6.47%
Services 10.38%
Technology 11.94%
Transportation 0.94%
Utilities 1.14%

5,488 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALLIANCE BANCORP INC PA NEW COM New 20
HELIOS & MATHESON ANALYTICS IN COM NEW 33.15 245
RADIOSHACK CORP COM -2 (84.51) 1,038
VICON INDS INC COM New 211
DATAWATCH CORP COM NEW -17 (98) 58
FIBRIA CELULOSE S A SP ADR REP COM -5 (93.83) 30
MRC GLOBAL INC COM -201 (99.83) 30
CUMULUS MEDIA INC CL A -91 (99.63) 92
ESCALERA RES CO COM (10.44) 858
NEUSTAR INC CL A -498 (99.93) 12
U S GLOBAL INVS INC CL A New 100
CAROLINA TR BK LINCOLNTON NC COM New 62
REALPAGE INC COM -31 (98.96) 16
NORTH AMERN PALLADIUM LTD COM New 1,959
IGNYTA INC COM -2 (87.92) 47
MAGELLAN PETE CORP COM 3,076.92 413
JOES JEANS INC COM 2,650 880
INSTALLED BLDG PRODS INC COM New 18
VBI VACCINES INC COM New 105
COMSTOCK RES INC COM NEW -3 (91.17) 66