TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 06/30/2014

Position Statistics

Total Positions 5,453
New Positions 913
Increased Positions 2,467
Decreased Positions 2,888
Positions with Activity 5,355
Sold Out Positions 1,279
Total Mkt Value (in $ millions) 774

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.63%
Capital Goods 2.85%
Conglomerates 0.35%
Consumer Cyclical 1.86%
Consumer/Non-Cyclical 1.15%
Energy 2.53%
Financial 65.84%
Healthcare 2.94%
Services 7.45%
Technology 5.96%
Transportation 1.46%
Utilities 1.28%

5,453 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT -5 Sold Out 0
CALGON CARBON CORP COM -1 Sold Out 0
CANADIAN NATL RY CO COM -3,903 Sold Out 0
CAPITAL CITY BK GROUP INC COM -34 Sold Out 0
CAPITOL FED FINL INC COM -90 Sold Out 0
CAPSTEAD MTG CORP COM NO PAR -14 Sold Out 0
CAPSTONE TURBINE CORP COM -29 Sold Out 0
CARA THERAPEUTICS INC COM -33 Sold Out 0
CARBO CERAMICS INC COM -69 Sold Out 0
CARBONITE INC COM -20 Sold Out 0
CARDINAL FINL CORP COM -21 Sold Out 0
CARDINAL HEALTH INC COM -472 Sold Out 0
CARE COM INC COM -13 Sold Out 0
CARETRUST REIT INC COM -36 Sold Out 0
CARMIKE CINEMAS INC COM -21 Sold Out 0
CAROLINA BK HLDGS INC GREENSBO COM -2 Sold Out 0
CARROLS RESTAURANT GROUP INC COM -14 Sold Out 0
CATALYST PHARM PARTNERS INC COM -2 Sold Out 0
CATCHMARK TIMBER TR INC CL A -5 Sold Out 0
CBRE CLARION GLOBAL REAL ESTAT COM -12 Sold Out 0