TOWER RESEARCH CAPITAL LLC Information

377 BROADWAY, 11TH FL, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 03/31/2014

Position Statistics

Total Positions 5,563
New Positions 1,091
Increased Positions 2,505
Decreased Positions 3,045
Positions with Activity 5,550
Sold Out Positions 1,005
Total Mkt Value (in $ millions) 818

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.83%
Capital Goods 1.75%
Conglomerates 0.19%
Consumer Cyclical 1.29%
Consumer/Non-Cyclical 1%
Energy 3.85%
Financial 69.49%
Healthcare 2.7%
Services 6.55%
Technology 5.01%
Transportation 1.8%
Utilities 2.34%

5,563 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
WASHINGTON PRIME GROUP INC COM 1 -47 (98.58) 35
BLACKROCK MUNIYIELD NJ QLTY FD COM 1 -4 (84.01) 47
FOSTER WHEELER AG COM 1 -171 (99.61) 20
FRONTIER COMMUNICATIONS CORP COM 1 -6 (90) 100
GALECTIN THERAPEUTICS INC COM NEW 1 -24 (97.34) 100
BARCLAYS BK PLC IPTH NAT GAS 1 -1 (55.36) 25
ADAMS EXPRESS CO COM 1 1 New 47
ZIOPHARM ONCOLOGY INC COM 1 -7 (91.18) 200
ACCO BRANDS CORP COM 1 -3 (83.17) 100
DIGITAL ALLY INC COM NEW 1 -18 (96.48) 158
1 800 FLOWERS COM CL A 1 -2 (76.99) 124
MFRI INC COM 1 -2 (77.2) 57
ISHARES MSCI ACWI FN ETF 1 -2 (75) 25
FIRST FINL SVC CORP COM 1 (42.66) 164
MOTORCAR PTS AMER INC COM 1 -125 (99.5) 27
BARD C R INC COM 1 -30 (98.04) 4
WISDOMTREE TR COMM COUNTRY EQ 1 1 New 19
CPI AEROSTRUCTURES INC COM NEW 1 -1 (60.32) 50
UNWIRED PLANET INC NEW COM 1 -1 (52.98) 300
MANCHESTER UTD PLC NEW ORD CL A 1 -82 (99.28) 31