TOWER RESEARCH CAPITAL LLC (TRC) Information

377 BROADWAY, NEW YORK, New York, 10013, (212) 219-6000

Report Date: 09/30/2015

Position Statistics

Total Positions 5,676
New Positions 1,127
Increased Positions 2,623
Decreased Positions 3,011
Positions with Activity 5,634
Sold Out Positions 1,501
Total Mkt Value (in $ millions) 983

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.87%
Capital Goods 0.63%
Conglomerates 0.04%
Consumer Cyclical 0.28%
Consumer/Non-Cyclical 0.64%
Energy 0.72%
Financial 88.66%
Healthcare 1.2%
Services 2.4%
Technology 1.84%
Transportation 0.32%
Utilities 0.46%

5,676 Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AVIVA PLC ADR -1 Sold Out 0
AVON PRODS INC COM -5 Sold Out 0
AXALTA COATING SYS LTD COM -99 Sold Out 0
AXIS CAPITAL HOLDINGS LTD SHS -210 Sold Out 0
AXT INC COM -1 Sold Out 0
AYTU BIOSCIENCE INC COM Sold Out 0
B & G FOODS INC NEW COM -139 Sold Out 0
BAKER HUGHES INC COM -143 Sold Out 0
BALLANTYNE STRONG INC COM Sold Out 0
BANC CALIF INC COM -11 Sold Out 0
BANCO BRADESCO S A SPONSORED ADR -4 Sold Out 0
BANCO MACRO SA SPON ADR B -6 Sold Out 0
BANCORPSOUTH INC COM -79 Sold Out 0
BANK AMER CORP COM -5 Sold Out 0
BANK NEW YORK MELLON CORP COM -1 Sold Out 0
BANKUNITED INC COM -109 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS TIN 38 -1 Sold Out 0
BARCLAYS BANK PLC CARRY ETN 38 -8 Sold Out 0
BARCLAYS BANK PLC ETN DJUBS PMET38 -7 Sold Out 0
BARCLAYS BANK PLC ETN GLB CARB38 Sold Out 0